0000027182-21-000023.txt : 20210927 0000027182-21-000023.hdr.sgml : 20210927 20210927112759 ACCESSION NUMBER: 0000027182-21-000023 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 RICE,COLLIN,JAMES, FILED AS OF DATE: 20210927 DATE AS OF CHANGE: 20210927 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 211279996 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 303-764-5743 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I 1 primary_doc.xml MA-I 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N N Collin James Rice 6811228 N 1 0000027182 D.A. DAVIDSON & CO. 05-29-2018 N 867-01235 LOCATED 05-29-2018 1550 MARKET STREET SUITE 300 DENVER CO 80202 05-2018 D.A. DAVIDSON & CO. DENVER CO 80202 Y Y ASSOCIATE FIXED INCOME NON-TAXABLE TRADER 09-2008 05-2018 FULL TIME EDUCATION MONTGOMERY OH 00000 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-27-2021 MARC DISPENSE PRESIDENT FIXED INCOME CAPITAL MARKETS