0000027182-21-000006.txt : 20210223
0000027182-21-000006.hdr.sgml : 20210223
20210223165627
ACCESSION NUMBER: 0000027182-21-000006
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
INNIS,THOMAS,PATRICK,
FILED AS OF DATE: 20210223
DATE AS OF CHANGE: 20210223
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: D.A. DAVIDSON & CO.
CENTRAL INDEX KEY: 0000027182
IRS NUMBER: 810139474
STATE OF INCORPORATION: MT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04289
FILM NUMBER: 21666466
BUSINESS ADDRESS:
STREET 1: 8 THIRD STREET NORTH
CITY: GREAT FALLS
STATE: MT
ZIP: 59401-3104
BUSINESS PHONE: 303-764-5743
MAIL ADDRESS:
STREET 1: P.O. BOX 5015
CITY: GREAT FALLS
STATE: MT
ZIP: 59403-5015
FORMER COMPANY:
FORMER CONFORMED NAME: D A DAVIDSON & CO /BD
DATE OF NAME CHANGE: 20020308
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/
DATE OF NAME CHANGE: 19980417
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO
DATE OF NAME CHANGE: 19950206
MA-I/A
1
primary_doc.xml
MA-I/A
0000027182
XXXXXXXX
Janet Smith
208-388-4237
jsmith@dadco.com
N
N
Thomas
Patrick
Innis
2575927
N
1
0000027182
D.A. DAVIDSON & CO.
02-17-2021
N
867-01235
LOCATED
02-17-2021
02-2021
D.A. DAVIDSON & CO.
ORINDA
CA
94563
Y
Y
MANAGING DIRECTOR, PUBLIC FINANCE BANKER
09-2016
02-2021
PIPER SANDLER & CO.
SAN FRANCISCO
CA
94111
Y
Y
PUBLIC FINANCE
07-2013
09-2016
RAYMOND JAMES & ASSOCIATES
SAN FRANCISCO
CA
94111
Y
Y
MANAGING DIRECTOR
09-2011
07-2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SAN FRANCISCO
CA
94111
Y
Y
REGISTERED REPRESENTATIVE
06-2008
04-2013
STONE & YOUNGBERG LLC
SAN FRANCISCO
CA
94111
Y
Y
REGISTERED REPRESENTATIVE
Y
08-2019
Los Banos Liberation Memorial Scholarship
15829 Thiel Way
Grass Valley
CA
95949
N
N
Scholarship Fund
Board of Director
4
Attend Board meetings and raise money to provide scholarships for children in rural areas of the Phillipines.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-23-2021
Marc Dispense
President Fixed Income Capital Markets