0000027182-21-000006.txt : 20210223 0000027182-21-000006.hdr.sgml : 20210223 20210223165627 ACCESSION NUMBER: 0000027182-21-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 INNIS,THOMAS,PATRICK, FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 21666466 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 303-764-5743 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I/A 1 primary_doc.xml MA-I/A 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N N Thomas Patrick Innis 2575927 N 1 0000027182 D.A. DAVIDSON & CO. 02-17-2021 N 867-01235 LOCATED 02-17-2021 02-2021 D.A. DAVIDSON & CO. ORINDA CA 94563 Y Y MANAGING DIRECTOR, PUBLIC FINANCE BANKER 09-2016 02-2021 PIPER SANDLER & CO. SAN FRANCISCO CA 94111 Y Y PUBLIC FINANCE 07-2013 09-2016 RAYMOND JAMES & ASSOCIATES SAN FRANCISCO CA 94111 Y Y MANAGING DIRECTOR 09-2011 07-2013 STIFEL, NICOLAUS & COMPANY, INCORPORATED SAN FRANCISCO CA 94111 Y Y REGISTERED REPRESENTATIVE 06-2008 04-2013 STONE & YOUNGBERG LLC SAN FRANCISCO CA 94111 Y Y REGISTERED REPRESENTATIVE Y 08-2019 Los Banos Liberation Memorial Scholarship 15829 Thiel Way Grass Valley CA 95949 N N Scholarship Fund Board of Director 4 Attend Board meetings and raise money to provide scholarships for children in rural areas of the Phillipines. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-23-2021 Marc Dispense President Fixed Income Capital Markets