0000027182-21-000001.txt : 20210107 0000027182-21-000001.hdr.sgml : 20210107 20210107111726 ACCESSION NUMBER: 0000027182-21-000001 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BIERY,BRIAN,THEODORE, FILED AS OF DATE: 20210107 DATE AS OF CHANGE: 20210107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 21513416 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 303-764-5743 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I/A 1 primary_doc.xml MA-I/A 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N N BRIAN THEODORE BIERY 5410447 N 1 0000027182 D.A. DAVIDSON & CO. 10-05-2020 N 867-01235 LOCATED 10-05-2020 1300 SW 5TH AVE, SUITE 1950 PORTLAND OR 97201 JONAS THEODORE BIERY 10-2020 D.A. DAVIDSON & CO. PORTLAND OR 97201 Y Y VP, PUBLIC FINANCE BANKER 01-2011 10-2020 CITY OF PORTLAND PORTLAND OR 97201 N N BUSINESS SERVICES MANAGER 08-2007 01-2011 SEATTLE-NORTHWEST SECURITIES CORPORATION SEATTLE WA 98104 Y Y ASSISTANT VICE PRESIDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-07-2021 Marc Dispense President Fixed Income Capital Markets