0000027182-18-000011.txt : 20180622 0000027182-18-000011.hdr.sgml : 20180622 20180622155558 ACCESSION NUMBER: 0000027182-18-000011 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180622 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 18914502 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 406-727-4200 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I 1 primary_doc.xml MA-I 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N N Daniel Shea Froehlich 004916955 Y 1 0000027182 D.A. DAVIDSON & CO. 06-18-2018 N 867-01235 LOCATED 06-18-2018 575 Fifth Avenue New York NY 10017 06-2018 D.A. Davidson & Co. New York NY 10017 Y Y Senior Vice President, Public Finance Banker 12-2011 06-2018 Janney Montgomery Scott LLC New York NY 10022 Y Y Managing Director, Public Finance Banker 01-2005 12-2011 George K. Baum & Company New York NY 10005 Y Y Public Finance Investment Banker N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-22-2018 Samuel C. Doyle President Fixed Income Capital Markets