0000027182-17-000024.txt : 20171019 0000027182-17-000024.hdr.sgml : 20171019 20171019084408 ACCESSION NUMBER: 0000027182-17-000024 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 171143731 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 406-727-4200 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I/A 1 primary_doc.xml MA-I/A 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N N Kurt William Kitson 002284435 N 1 0000027182 D.A. DAVIDSON & CO. 02-16-2005 N 07-29-2014 0000027182 LOCATED 02-16-2005 450 Regency Parkway, Suite 400 Omaha NE 68114 02-2005 D.A. Davidson & Co. Omaha NE 68114 Y Y SVP, SID 08-2000 01-2005 Kirkpatrick Pettis Smith Polian, Inc. Omaha NE 68114 Y Y EVP, CFO, Treasure N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-18-2017 Gary Lober VP, Compliance Officer, Fixed Income Capital Markets