0000027182-15-000002.txt : 20150204 0000027182-15-000002.hdr.sgml : 20150204 20150204191739 ACCESSION NUMBER: 0000027182-15-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 15577054 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 406-727-4200 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I/A 1 primary_doc.xml MA-I/A 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N N David Peter Trageser 001401445 N 1 0000027182 D.A. DAVIDSON & CO. 12-14-2007 N 07-28-2014 0000027182 LOCATED 12-14-2007 701 5th Avenue, Ste. 4050 Seattle WA 98104 12-2007 D.A. Davidson & Co. Seattle WA 98104 Y Y Managing Director, Public Finance Banker 06-2000 12-2007 Banc of America Securities, LLC Seattle WA 98104 Y Y Vice President, Public Finance Y 12-2014 Dave Trageser 4439 BLAKELY AVE. NE bainbridge island WA 98110 N N BUYING AND SELLING ANTIQUES, COLLECTIBLES AND MEMORABILA Partner / Owner 20 Buying and Selling of antiques, collectibles and memorabilia N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-04-2015 Charles Ziemba VP FICM Compliance Officer