0000027182-15-000002.txt : 20150204
0000027182-15-000002.hdr.sgml : 20150204
20150204191739
ACCESSION NUMBER: 0000027182-15-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: D.A. DAVIDSON & CO.
CENTRAL INDEX KEY: 0000027182
IRS NUMBER: 810139474
STATE OF INCORPORATION: MT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04289
FILM NUMBER: 15577054
BUSINESS ADDRESS:
STREET 1: 8 THIRD STREET NORTH
CITY: GREAT FALLS
STATE: MT
ZIP: 59401-3104
BUSINESS PHONE: 406-727-4200
MAIL ADDRESS:
STREET 1: P.O. BOX 5015
CITY: GREAT FALLS
STATE: MT
ZIP: 59403-5015
FORMER COMPANY:
FORMER CONFORMED NAME: D A DAVIDSON & CO /BD
DATE OF NAME CHANGE: 20020308
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/
DATE OF NAME CHANGE: 19980417
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO
DATE OF NAME CHANGE: 19950206
MA-I/A
1
primary_doc.xml
MA-I/A
0000027182
XXXXXXXX
Janet Smith
208-388-4237
jsmith@dadco.com
N
N
David
Peter
Trageser
001401445
N
1
0000027182
D.A. DAVIDSON & CO.
12-14-2007
N
07-28-2014
0000027182
LOCATED
12-14-2007
701 5th Avenue, Ste. 4050
Seattle
WA
98104
12-2007
D.A. Davidson & Co.
Seattle
WA
98104
Y
Y
Managing Director, Public Finance Banker
06-2000
12-2007
Banc of America Securities, LLC
Seattle
WA
98104
Y
Y
Vice President, Public Finance
Y
12-2014
Dave Trageser
4439 BLAKELY AVE. NE
bainbridge island
WA
98110
N
N
BUYING AND SELLING ANTIQUES, COLLECTIBLES AND MEMORABILA
Partner / Owner
20
Buying and Selling of antiques, collectibles and memorabilia
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-04-2015
Charles Ziemba
VP FICM Compliance Officer