-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WlFtoWNSa8Oqg6yGpRp5gZb/6kzxA9r3w+zIHj8Mbwtox77tIfwho136u6J9X72D wovRLnPKNjyWxL04nJdsQQ== 0000027116-97-000003.txt : 19970627 0000027116-97-000003.hdr.sgml : 19970627 ACCESSION NUMBER: 0000027116-97-000003 CONFORMED SUBMISSION TYPE: 10-K405/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970331 FILED AS OF DATE: 19970626 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: DATRON SYSTEMS INC/DE CENTRAL INDEX KEY: 0000027116 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 952582922 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 10-K405/A SEC ACT: SEC FILE NUMBER: 000-07445 FILM NUMBER: 97630273 BUSINESS ADDRESS: STREET 1: 304 ENTERPRISE ST CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 6197473734 10-K405/A 1 AMENDMENT #1 TO FORM 10-K405 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 AMENDMENT #1 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Commission File Ended March 31, 1997 Number 0-7445 DATRON SYSTEMS INCORPORATED ----------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 95-2582922 ---------- ---------- (State of Incorporation) (I.R.S. Employer Ident.No.) 304 Enterprise Street, Escondido, California 92029-1297 - -------------------------------------------- ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (760) 747-3734 Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: Common Stock, par value $0.01 ----------------------------- (Title of Class) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No__. Indicate by check mark if disclosure of delinquent filings pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. ( X ) The aggregate market value of the voting stock (which consists solely of shares of Common Stock) held by non-affiliates of the registrant as of June 17, 1997 was $25.6 million, based on the closing price on that date on the Nasdaq Stock Market. The number of shares outstanding of each of the registrant's classes of common stock as of June 17, 1997 was: Common Stock, par value $0.01 -- 2,664,416 shares. DOCUMENTS INCORPORATED BY REFERENCE 1. Certain portions of registrant's Annual Proxy Statement to be filed pursuant to Regulation 14A of the Securities Exchange Act of 1934, as amended, in connection with the Annual Meeting of Stockholders of the registrant to be held August 18, 1997 are incorporated by reference into Part III of this report. 2. Items contained in the above-referenced document which are not specifically incorporated by reference are not included in this report. SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: June 26, 1997 DATRON SYSTEMS INCORPORATED By: /s/ DAVID A. DERBY David A. Derby President, Chief Executive Officer and Director EX-13 2 PART OF EXHIBIT 13 DATRON SYSTEMS INCORPORATED CONSOLIDATED STATEMENTS OF STOCKHOLDERS' EQUITY
Stock Option Plan Additional and Stock Purchase Common Stock Paid-In Retained Treasury Plan Notes Shares Par Value Capital Earnings Stock Receivable Total -------------------------------------------------------------------------------------------- Balance at April 1, 1994 2,508,514 $30,000 $10,475,000 $21,470,000 ($3,210,000) ($164,000) $28,601,000 Stock issued in connection with acquisition of business 20,689 1,000 174,000 175,000 Purchase of treasury stock (4,472) (51,000) (51,000) Stock options exercised for treasury stock and tax benefits 34,892 (62,000) 282,000 220,000 Net income 3,920,000 3,920,000 -------------------------------------------------------------------------------------------- Balance at March 31, 1995 2,559,623 31,000 10,587,000 25,390,000 (2,979,000) (164,000) 32,865,000 Purchase of treasury stock (4,401) (51,000) (51,000) Stock options exercised for treasury stock and tax benefits 48,970 (37,000) 397,000 (80,000) 280,000 Stock option compensation 18,000 18,000 Net loss (1,241,000) (1,241,000) ---------------------------------------------------------------------------------------------- Balance at March 31, 1996 2,604,192 31,000 10,568,000 24,149,000 (2,633,000) (244,000) 31,871,000 Purchase of treasury stock (8,776) (84,000) (84,000) Stock options exercised for treasury stock and tax benefits 64,000 (4,000) 519,000 515,000 Stock option compensation 38,000 38,000 Net income 268,000 268,000 --------------------------------------------------------------------------------------------- Balance at March 31, 1997 2,659,416 $31,000 $10,602,000 $24,417,000 ($2,198,000) ($244,000) $32,608,000 ==========================================================================================
See notes to consolidated financial statements. -----END PRIVACY-ENHANCED MESSAGE-----