-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1dF2LyEfMCH8bQUlBhy5sd7rjlRwHj/zqpuH2SXaeFPwOK/oZ7xbaDR6RkJop+i WrO9KQ/yjioAMineCYiKPQ== 0001140361-09-002491.txt : 20090203 0001140361-09-002491.hdr.sgml : 20090203 20090203104337 ACCESSION NUMBER: 0001140361-09-002491 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090130 FILED AS OF DATE: 20090203 DATE AS OF CHANGE: 20090203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cathcart Robert O CENTRAL INDEX KEY: 0001311297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06516 FILM NUMBER: 09563414 BUSINESS ADDRESS: BUSINESS PHONE: 201-307-5511 MAIL ADDRESS: STREET 1: C/O DATASCOPE CORP. STREET 2: 14 PHILIPS PARKWAY CITY: MONTVALE STATE: NJ ZIP: 07645 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATASCOPE CORP CENTRAL INDEX KEY: 0000027096 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 132529596 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 14 PHILLIPS PKWY CITY: MONTVALE STATE: NJ ZIP: 07645-9998 BUSINESS PHONE: 2013918100 MAIL ADDRESS: STREET 1: 14 PHILIPS PARKWAY CITY: MONTVALE STATE: NJ ZIP: 07645 4 1 doc1.xml FORM 4 X0303 4 2009-01-30 0 0000027096 DATASCOPE CORP DSCP 0001311297 Cathcart Robert O C/O DATASCOPE CORP. 14 PHILIPS PARKWAY MONTVALE NJ 07645 0 1 0 0 VP; President, IPD Common Stock par value $.01 per share 2009-01-30 4 D 0 942 D 0 I By 401(k) Plan Employee Stock Option (right to buy) 32.85 2009-01-30 4 D 0 15000 20.15 D 2011-12-10 Common Stock 15000 0 D Employee Stock Option (right to buy) 32.86 2009-01-30 4 D 0 9000 20.14 D 2014-05-17 Common Stock 9000 0 D Employee Stock Option (right to buy) 40.08 2009-01-30 4 D 0 20000 12.92 D 2014-12-06 Common Stock 20000 0 D Employee Stock Option (right to buy) 38.145 2009-01-30 4 D 0 10000 14.855 D 2015-02-14 Common Stock 10000 0 D These shares were converted into the right to receive $53 per share pursuant to the Agreement and Plan of Merger, dated as of September 15, 2008, by and among Datascope Corp., Getinge AB and DaVinci Merger Sub, Inc. (the "Merger Agreement"). This option, which vested with respect to 11,250 shares on 12/11/2002, 2003, 2004 and with respect to 3,750 shares on 5/17/2005, was exercisable prior to the fifth anniversary of the grant date only if the average of the high and low sale prices of the Issuer's Common Stock as quoted on The NASDAQ Stock Market on the trading day immediately preceding the exercise date was equal to or greater than $38.00 and freely exercisable after 12/11/2006. This option was cancelled in exchange for a cash payment of $302,250 representing the difference between the exercise price of the option and the merger consideration ($53 per share) pursuant to the Merger Agreement. This option, which provided for vesting on May 17, 2005, was freely exercisable with respect to 1,500 shares on May 17, 2005 and with respect to 7,500 shares, was exercisable only if the average of the high and low sale prices of the Issuer's Common Stock as quoted on The NASDAQ Stock Market on the trading day immediately preceding the exercise date was equal to or greater than $38.00 and freely exercisable after 5/18/2009. This option was cancelled in exchange for a cash payment of $181,260 representing the difference between the exercise price of the option and the merger consideration ($53 per share) pursuant to the Merger Agreement. This option, which provided for vesting on May 17, 2005, was exercisable prior to the fifth anniversary of the grant date only if the average of the high and low sale prices of the Issuer's Common Stock as quoted on The NASDAQ Stock Market on the trading day immediately preceding the exercise date was equal to or greater than $45.00 and freely exercisable after 12/7/2009. This option was cancelled in exchange for a cash payment of $258,400 representing the difference between the exercise price of the option and the merger consideration ($53 per share) pursuant to the Merger Agreement. This option, which vested on May 17, 2005, was exercisable prior to the fifth anniversary of the grant date only if the average of the high and low sale prices of the Issuer's Common Stock as quoted on The NASDAQ Stock Market on the trading day immediately preceding the exercise date was equal to or greater than $43.00 and freely exercisable after 2/15/2010. This option was cancelled in exchange for a cash payment of $148,550 representing the difference between the exercise price of the option and the merger consideration ($53 per share) pursuant to the Merger Agreement. Robert O. Cathcart 2009-02-03 -----END PRIVACY-ENHANCED MESSAGE-----