FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/12/2006 |
3. Issuer Name and Ticker or Trading Symbol
DATASCOPE CORP [ DSCP ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock par value $.01 per share | 219 | D | |
Common Stock par value $.01 per share | 252 | I | 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | (1) | 09/22/2013 | Common Stock | 8,750 | $32.765 | D | |
Employee Stock Option (Right to Buy) | 05/17/2005 | 05/17/2014 | Common Stock | 1,250 | $32.86 | D | |
Employee Stock Option (Right to Buy) | (2) | 09/11/2016 | Common Stock | 20,000 | $32.77 | D |
Explanation of Responses: |
1. Prior to fifth anniversary of the grant date (9/23/03), the option is exercisable only if the average of the high and low sale prices of the Issuer's Common Stock as quoted on the NASDAQ Stock Market on the trading day immediately preceding the exercise date is equal to or greater than $38.00. After the fifth anniversary of the grant date, the option is fully exercisable, without any regard to the Issuer's Common Stock. |
2. The Option vests in 4 equal installments on each of the first 4 anniversaries of the Grant date (9/12/06). (a) However, prior to the fifth anniversary of the grant date, the vested portion of the option is exercisable only if the average of the high and low sale prices of the Issuer's Common Stock as quoted on the NASDAQ Stock Market on the trading day immediately preceding the exercise date is equal to or greater than $38.00. After the fifth anniversary of the grant date, the option is fully exercisable, without any regard to the Issuer's Common Stock. |
Remarks: |
Rachel Winokur | 09/21/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |