0001493152-20-018110.txt : 20200921
0001493152-20-018110.hdr.sgml : 20200921
20200921210926
ACCESSION NUMBER: 0001493152-20-018110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200917
FILED AS OF DATE: 20200921
DATE AS OF CHANGE: 20200921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAPLAN ANDREW J
CENTRAL INDEX KEY: 0001582246
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08266
FILM NUMBER: 201187653
MAIL ADDRESS:
STREET 1: SUITE 200 623 RIVER ROAD
CITY: FAIR HAVEN
STATE: NJ
ZIP: 07704
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: U.S. GOLD CORP.
CENTRAL INDEX KEY: 0000027093
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
IRS NUMBER: 221831409
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: SUITE 102 - BOX 604
STREET 2: 1910 E IDAHO STREET
CITY: ELKO
STATE: NV
ZIP: 89801
BUSINESS PHONE: 6097990071
MAIL ADDRESS:
STREET 1: SUITE 102 - BOX 604
STREET 2: 1910 E IDAHO STREET
CITY: ELKO
STATE: NV
ZIP: 89801
FORMER COMPANY:
FORMER CONFORMED NAME: DATARAM CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0306
4
2020-09-17
0
0000027093
U.S. GOLD CORP.
USAU
0001582246
KAPLAN ANDREW J
C/O U.S. GOLD CORPORATION
1910 E. IDAHO STREET, SUITE 102-BOX 604
ELKO
NV
89801
1
0
0
0
Common Stock
2020-09-17
4
A
0
2500
0
A
16300
D
Stock Option (Right to Buy)
14.70
2020-09-17
4
D
0
5000
D
2022-12-22
Common Stock
5000
0
D
Stock Option (Right to Buy)
14.70
2020-09-17
4
A
0
5000
A
2022-12-22
Common Stock
5000
5000
D
Represents restricted shares of common stock awarded to the reporting person on September 17, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.
The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.
/s/ Andrew J. Kaplan
2020-09-21