0001420506-15-000503.txt : 20150821
0001420506-15-000503.hdr.sgml : 20150821
20150821095135
ACCESSION NUMBER: 0001420506-15-000503
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140812
FILED AS OF DATE: 20150821
DATE AS OF CHANGE: 20150821
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATARAM CORP
CENTRAL INDEX KEY: 0000027093
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 221831409
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: P O BOX 7528
CITY: PRINCETON
STATE: NJ
ZIP: 08543
BUSINESS PHONE: 6097990071
MAIL ADDRESS:
STREET 1: PO BOX 7528
CITY: PRINCETON
STATE: NJ
ZIP: 08543-7528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOUGEE ANTHONY
CENTRAL INDEX KEY: 0001096198
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08266
FILM NUMBER: 151067774
MAIL ADDRESS:
STREET 1: 5 FERN CT
CITY: TINTON FALLS
STATE: NJ
ZIP: 07724
4
1
doc4_667.xml
PRIMARY DOCUMENT
X0306
4
2014-08-12
0
0000027093
DATARAM CORP
DRAM
0001096198
LOUGEE ANTHONY
777 ALEXANDER ROAD, SUITE 100
PRINCETON
NJ
08540
0
1
0
0
Chief Financial Officer
Common Stock, $1.00 par value
2015-08-17
4
A
0
10000
0
A
11000
D
Common Stock, $1.00 par value
475
I
401(k) Plan
Option
1.50
2014-08-12
4
A
0
27000
A
2020-08-12
Common Stock
27000
29000
D
Common Stock Warrants
2.94
2014-07-15
4
A
0
3000
2.94
A
Common Stock
3000
D
Common Stock Warrants
3.00
2014-07-15
4
A
0
3000
3.00
A
Common Stock
3000
D
Common Stock Warrants
3.50
2014-07-15
4
A
0
3000
3.50
A
Common Stock
3000
D
Options were granted at an exercise price equal to the closing market price of the Company's common stock on the date of the grant, and are exercisable one third on the date of grant; one third on the first anniversary and one third on the second anniversary
On July 15, 2014, the reporting person entered into a Subordinated Secured Convertible Bridge Note and Warrant Purchase Agreement (the "Agreement") governing the issuance of up to $750,000 aggregate principal amount of Subordinated Secured Convertible Bridge Notes (the "Notes") and Warrants. Pursuant to the terms of the Purchase Agreement, the reporting person purchased $7,500 of Notes and Warrants to purchase 9,000 shares of the Company's Common Stock at exercise prices between $2.94 and $3.50 per share. The Warrants are exercisable for a five (5) year period commencing on the six month anniversary from the date of issuance.
Anthony M. Lougee
2015-08-21