0001171520-14-000566.txt : 20140813
0001171520-14-000566.hdr.sgml : 20140812
20140812105005
ACCESSION NUMBER: 0001171520-14-000566
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140715
FILED AS OF DATE: 20140812
DATE AS OF CHANGE: 20140812
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATARAM CORP
CENTRAL INDEX KEY: 0000027093
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 221831409
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: P O BOX 7528
CITY: PRINCETON
STATE: NJ
ZIP: 08543
BUSINESS PHONE: 6097990071
MAIL ADDRESS:
STREET 1: PO BOX 7528
CITY: PRINCETON
STATE: NJ
ZIP: 08543-7528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palker Marc P.
CENTRAL INDEX KEY: 0001540351
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08266
FILM NUMBER: 141032861
MAIL ADDRESS:
STREET 1: C/O CFO CONSULTING PARTNERS, LLC
STREET 2: 273 WALT WHITMAN ROAD, SUITE 305
CITY: HUNTINGTON STATION
STATE: NY
ZIP: 11746
4
1
eps5807-palker.xml
OWNERSHIP DOCUMENT
X0306
4
2014-07-15
0
0000027093
DATARAM CORP
DRAM
0001540351
Palker Marc P.
777 ALEXANDER ROAD, SUITE 100
PRINCETON
NJ
08540
0
1
0
0
Chief Financial Officer
Common Stock, $1.00 par value
2000
D
Subordinated Secured Convertible Bridge Note
2.94
2014-07-15
4
A
0
1700
2.94
A
Common Stock
1700
D
Common Stock Warrants
2.94
2014-07-15
4
A
0
2000
2.94
A
Common Stock
2000
D
Common Stock Warrants
3.00
2014-07-15
4
A
0
2000
3.00
A
Common Stock
2000
D
Common Stock Warrants
3.50
2014-07-15
4
A
0
2000
3.50
A
Common Stock
2000
D
On July 15, 2014, the reporting person entered into a Subordinated Secured Convertible Bridge Note and Warrant Purchase Agreement (the "Agreement") governing the issuance of up to $5,000 aggregate principal amount of Subordinated Secured Convertible Bridge Notes (the "Notes") and Warrants. Pursuant to the terms of the Purchase Agreement, the reporting person purchased $5,000 of Notes and Warrants to purchase 6,000 shares of the Company's Common Stock at exercise prices between $2.94 and $3.50 per share. The Warrants are exercisable for a five (5) year period commencing on the six month anniversary from the date of issuance.
The Notes are convertible, at any time prior to maturity, into shares of the Company's common stock at the rate of one share for each $2.94 of principal amount of the Notes. The Notes mature on October 15, 2014 (subject to a three (3) month extension at the option of a majority in principal amount of the Notes).
Tony Lougee
2014-08-08