0001171520-14-000292.txt : 20140411 0001171520-14-000292.hdr.sgml : 20140411 20140411135956 ACCESSION NUMBER: 0001171520-14-000292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140410 FILED AS OF DATE: 20140411 DATE AS OF CHANGE: 20140411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543-7528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freeman John CENTRAL INDEX KEY: 0001341376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08266 FILM NUMBER: 14759509 MAIL ADDRESS: STREET 1: 17 CEDAR CREEK DRIVE CITY: BASKING RIDGE STATE: NJ ZIP: 07920 4 1 eps5579.xml OWNERSHIP DOCUMENT X0306 4 2014-04-10 0 0000027093 DATARAM CORP DRAM 0001341376 Freeman John 777 ALEXANDER ROAD, SUITE 100 PRINCETON NJ 08540 1 1 0 0 President and CEO Common Stock, $1.00 Par Value 2014-04-10 4 P 0 1500 2.87 A 3000 D Option 19.20 2008-05-07 2018-05-07 Common Stock 25000 D Option 15.42 2009-09-24 2019-09-24 Common Stock 30000 D The number of options and respective exercise prices has been adjusted to reflect a 1-for-6 reverse stock split effective as of March 15, 2013. Options were granted to the reporting person in consideration of the reporting person's service as President and Chief Executive Officer of the Company. Options were granted at an exercise price equal to the closing market price of the Company's common stock on the date of grant. Options to purchase 12,500 shares vested on May 7, 2009, options to purchase 12,500 shares vested on May 7, 2010. Options were granted to the reporting person in consideration of the reporting person's service as President and Chief Exe3cutive Officer of the Company. Options were granted at an exercise price equal to the closing market price of the Company's common stock on the date of grant. Options to purchase 15,000 shares vested on September 24, 2010; options to purchase 15,000 shares vested on September 24, 2011. John H. Freeman 2014-04-10