0001171520-12-000077.txt : 20120203
0001171520-12-000077.hdr.sgml : 20120203
20120203160108
ACCESSION NUMBER: 0001171520-12-000077
CONFORMED SUBMISSION TYPE: 8-K
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120131
ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
FILED AS OF DATE: 20120203
DATE AS OF CHANGE: 20120203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATARAM CORP
CENTRAL INDEX KEY: 0000027093
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 221831409
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: 8-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08266
FILM NUMBER: 12569922
BUSINESS ADDRESS:
STREET 1: P O BOX 7528
CITY: PRINCETON
STATE: NJ
ZIP: 08543
BUSINESS PHONE: 6097990071
MAIL ADDRESS:
STREET 1: PO BOX 7528
CITY: PRINCETON
STATE: NJ
ZIP: 08543-7528
8-K
1
eps4520.txt
DATARAM CORP.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 31, 2012
DATARAM CORPORATION
___________________________________________________________________________
(Exact name of registrant as specified in charter)
New Jersey 1-8266 22-18314-09
___________________________________________________________________________
State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
Route 571, P. O. Box 7258, Princeton, NJ 08543-7528
___________________________________________________________________________
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (609) 799-0071
___________________________________________________________________________
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of
the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing
Rule or Standard; Transfer of Listing
On January 31, 2012, Dataram Corporation (the "Company") received a letter
from the Listing Qualifications Department of The NASDAQ OMX Group ("NASDAQ")
notifying the Company that it was not in compliance with the $1 per share
minimum bid price requirement for continued inclusion on The NASDAQ Capital
Market set forth in NASDAQ Marketplace Rule 5550(a)(2) for the last 30
consecutive business days prior to the date of NASDAQ's letter. NASDAQ's letter
has no immediate effect on the listing of the Company's common stock on The
NASDAQ Capital Market, and its common stock will continue to trade on The NASDAQ
Capital Market under the symbol "DRAM."
In accordance with NASDAQ Marketplace Rules, the Company has until July
30, 2012 to regain compliance. The letter further advises that such compliance
can be achieved if, at any time before July 30, 2012, the closing bid price of
the Company's common stock is at least $1 for a minimum of 10 consecutive
business days. NASDAQ's letter further states that if the Company does not
regain compliance with the minimum bid price requirement by July 30, 2012, it
may be eligible for an additional 180 day period to regain compliance.
The Company is actively pursuing available options to regain compliance.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
DATARAM CORPORATION
By: MARC P. PALKER
Date: February 3, 2012 /s/ Marc P. Palker
____________________________________
Marc P. Palker
Chief Financial Officer