0001001746-99-000058.txt : 19991201
0001001746-99-000058.hdr.sgml : 19991201
ACCESSION NUMBER: 0001001746-99-000058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 19991130
FILED AS OF DATE: 19991130
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DATARAM CORP
CENTRAL INDEX KEY: 0000027093
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 221831409
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: 4
SEC ACT:
SEC FILE NUMBER: 001-08266
FILM NUMBER: 99766288
BUSINESS ADDRESS:
STREET 1: P O BOX 7528
CITY: PRINCETON
STATE: NJ
ZIP: 08543
BUSINESS PHONE: 6097990071
MAIL ADDRESS:
STREET 1: PO BOX 7528
CITY: PRINCETON
STATE: NJ
ZIP: 08543
COMPANY DATA:
COMPANY CONFORMED NAME: TARANTINO ROBERT V
CENTRAL INDEX KEY: 0001006335
STANDARD INDUSTRIAL CLASSIFICATION: []
OFFICER
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: 57 SOUTHFIELD ROAD
CITY: CRANBURY
STATE: NJ
ZIP: 08512
BUSINESS PHONE: 6097990071
4
1
1 FORM 4
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
[ ] Check if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. See Instructions 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or Section
30(f) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
Tarantino Robert V.
(Last) (First) (Middle)
57 Southfield Road
(Street)
West Windsor NJ 08550
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Dataram Corporation DTM-AMEX
3. IRS or Social Security Number of Reporting Person (Voluntary)
Not furnished
4. Statement for Month/Year
November 1999
5. If Amendment, Date of Original (Month/Year)
N/A
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[X] Director [ ] 10% Owner
[X] Officer (give title below) [ ] Other (Specify below)
President and Chief Executive Officer
____________________________________________
7. Individual or Joint/Group Filing
(Check applicable line)
[X] Form filed by One Reporting Person
[ ] Form filed by More than One Reporting Person
* If the Form is filed by more than one Reporting Person, see instruction
4(b)(v)
2
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
5. Amount
3. Trans- 4. Securities of Securi-
action Acquired (A) or ties Bene- 6. Owner-
Code Disposed of (D) ficially ship Form: 7. Nature of
(Instr. 8) (Instr. 3, 4 & 5) Owned at Direct(D) Indirect
2. Trans- _________ ___________________ End of or Indirect Beneficial
1. Title of Transaction (A) or Month (I) Ownership
Security Date Code V Amount (D) Price (Inst. 3&4) (Instr. 4) (Instr. 4)
(Instr. 3) (Mo./Day/Yr.)
_________________ ___________ ____ ___ ______ _____ _____ ________ ___________ _________
Common Stock 11/11/99 M 114,424 A 3.56
$1.00 Par Value
11/12/99 S 3,500 D 19.375
11/16/99 S 9,000 D 18.375
11/16/99 S 1,000 D 18.438
11/17/99 S 5,900 D 18.50
11/18/99 S 5,000 D 18.375
11/19/99 S 5,000 D 18.313
11/19/99 S 10,000 D 18.25
11/22/99 S 35,000 D 18.859
353,824 D
11,400 I By wife
202,456 I By Company's
401(k) Plan
_______
567,680
Reflects 2 for 1 split since last report on Form 4 but does not reflect announced but not yet distributed 3 for 2 split.
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
3
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
9.
Number
5. Number 7. Title of
of Deriv- 6. Date and Amount Deriv- 10. Own-
ative Sec- Exercisable of Under- ative ership
urities & Expiration lying Sec- Secur- Form of 11.
Acquired Date urities (In- ities Deriva- Nature
4. Trans- (A) or (Mo./Day/Yr.)str. 3 & 4) 8. Benefi- tive Sec- of In-
2. Conver- action Disposed _____________ _____________ Price cially urity: direct
sion or 3. Trans- Code of (D) Amount of Owned Direct(D) Bene-
1. Title of Exercise action (Instr. 8) (Instr. 3, or Deriv- at End or In- ficial
Derivative Price of Date) 4 and 5) Date Expir- Number ative of direct(I) Owner-
Security Derivative (Month/ ____________________ Exer- ation of Security Month (Instr. ) ship
(Instr. 3) Security Day/Yr.) Code V (A) (D) cisable Date Title Shares (Instr. (Instr. 4) (Instr.
5) 4) 4)
____________ _________ ________ ____ _ ____ ______ _______ _____ _____ ______ ________ _______ _________ _______
Incentive
Stock Option 3.561 11/11/99 F D 8/11/ CS 25,576 **
11/11/99 M D 02 CS 114,424 ** 0
Non-Statutory
Stock Option 3.56 8/11/ CS 60,000 D
02
Incentive 11/18
Stock Option 4.22 /07 CS 118,000 D
Non-Statutory 11/18
Stock Option 4.22 /07 CS 82,000 D
_______
260,000
Explanation of Responses:
** Incentive Stock Option granted to employee
Reflects 2 for 1 split since last report on Form 4 but does not reflect the announced, but not yet distributed,
3 for 2 split.
SIGNATURE
ROBERT V. TARANTINO November 30, 1999
__________________________ _____________________
Robert V. Tarantino
**Signature of Reporting Date
Person
**Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and
15 U.S.C. 78ff(a).