-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OnO6pyqoyo6BteW4gYQki8WF8oskGMKKU6gXZWj0ltCa4DiKw8ivTBHWfSeSaghh 1C9W38uJChEp6njN3GlImQ== 0001001746-99-000037.txt : 19990716 0001001746-99-000037.hdr.sgml : 19990716 ACCESSION NUMBER: 0001001746-99-000037 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990705 FILED AS OF DATE: 19990715 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-08266 FILM NUMBER: 99665234 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 COMPANY DATA: COMPANY CONFORMED NAME: LITUS JULIUS JR CENTRAL INDEX KEY: 0001090157 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OFFICER STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 13 BRIN COURT CITY: BRIDGEWATER STATE: NJ ZIP: 08807 3 1 PAGE <1> FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* Litus Julius, Jr. (Last) (First) (Middle) 13 Erin Court (Street) Bridgewater New Jersey 08807 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 7/5/99 3. IRS or Social Security Number of Reporting Person (Voluntary) Not Furnished 4. Issuer Name and Ticker or Trading Symbol Dataram Corporation (DTM) 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title [ ] Other (Specify below) below) Vice President, Business Development ______________________________________________ 6. If Amendment, Date of Original (Month/Day/Year) N/A 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person * If the Form is filed by more than one Reporting Person, see instruction 5(b)(v PAGE <2> Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 5) (Instr. 5) ___________________ _______________________ __________________ ______________________
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly PAGE <3> Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 3. Title and 2. Date Amount of Sec- Exercisable curities Under- & Expiration lying Derivative 5. Owner- Date Security ship Form (Mo./Day/Yr.) (Instr. 4) of Deriv- _____________ __________________ 4. Conv- ative Amount sion or Security: 6. Nature of 1. Title of or Exercise Direct (D) Indirect Derivative Date Expir- Number Price of or Indirect Beneficial Security Exer- ation of Derivative (I) Ownership (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) ____________ _______ _____ __________ ______ ________ ___________ ___________ Options See (1) 5/3/09 Common Stock 50,000 $7.25 D Below $1.00 PV Explanation of Responses: (1) Options become exercisable as follows: 20% on May 3, 2000, and an additional 20% each of the next four anniversaries thereof.
JULIUS LITUS, JR. July 7, 1999 _____________________________ ________________ Julius Litus, Jr. Date **Signature of Reporting Person **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
-----END PRIVACY-ENHANCED MESSAGE-----