-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U9OKEg+KKCoddiRVbv//pNFyUBcQl4WabqFL9FH4HEw4xYYgQvo9s1WickSPYJAV FWRqvJGt6+K/X4zfilfDBQ== 0001001746-97-000072.txt : 19971210 0001001746-97-000072.hdr.sgml : 19971210 ACCESSION NUMBER: 0001001746-97-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971130 FILED AS OF DATE: 19971209 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-08266 FILM NUMBER: 97734727 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 COMPANY DATA: COMPANY CONFORMED NAME: RILEY BERNARD L CENTRAL INDEX KEY: 0001006334 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 20 MOUNTAIN AVENUE CITY: WARREN STATE: NJ ZIP: 07059 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: 2815 STIEVER TRAIL CITY: DOYLESTOWN STATE: PA ZIP: 18901 4 1 NOVEMBER 1997 FORM 4 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check if no longer subject to Section 16. Form 4 or Form 5 obliga- tions may continue. See Instructions 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Riley, Bernard L. 2815 Stover Trail Doylestown, PA 18901 2. Issuer Name and Ticker or Trading Symbol Dataram Corporation DTM-AMEX 3. IRS or Social Security Number of Reporting Person (Voluntary) Not furnished 4. Statement for Month/Year November 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title [ ] Other (Specify below) below) _____________________________________ Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 5. Amount 3. Trans- 4. Securities of Securi- action Acquired (A) or ties Bene- 6. Owner- Code Disposed of (D) ficially ship Form: 7. Nature of (Instr. 8) (Instr. 3, 4 & 5) Owned at Direct(D) Indirect 2. Trans- _________ ___________________ End of or Indirect Beneficial 1. Title of Transaction (A) or Month (I) Ownership Security Date Code V Amount (D) Price (Inst. 3&4) (Instr. 4) (Instr. 4) (Instr. 3) (Mo./day/yr.) _________________ ___________ ____ ___ ______ _____ _____ ________ ___________ _________ Common Stock, $1.00 Par Value 11/14/97 M 10,000 A 7.125 11/14/97 S 10,000 D 8.625 7,500 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 9. Price 5. Number 7. Title of of Deriv- 6. Date and Amount Deriv- 10. Own- ative Sec- Exercisable of Under- ative ership urities & Expiration lying Sec- Secur- Form of 11. Acquired Date urities (In- ities Deriva- Nature 4. Trans- (A) or (Mo./day/yr.)str. 3 & 4) 8. Benefi- tive Sec- of In- 2. Conver- action Disposed _____________ _____________ Price cially urity: direct sion or 3. Trans- Code of (D) Amount of Owned Direct(D) Bene- 1. Title of Exercise action (Instr. 8) (Instr. 3, or Deriv- at End or In- ficial Derivative Price of Date) 4 and 5) Date Expir- Number ative of direct(I) Owner- Security Derivative (Month/ ____________________ Exer- ation of Security Month (Instr. ) ship (Instr. 3) Security day/yr.) Code V (A) (D) cisable Date Title Shares (Instr. (Instr. 4) (Instr. 5) 4) 4) ____________ _________ ________ ____ _ ______ ____ _______ _____ _____ ______ ________ _______ _________ _______ Incentive 9/11 Common Stock Option 7.125 11/14/97 M 10,000 * /02 Stock 21,000 *** 7.125 D Non-Statutory 11/18 Common Stock Option 8.4375 11/18/97 A 30,000 ** /02 Stock *** 8.4375 D Explanation of Responses: * 25% became first exercisable on 9/11/93 and an additional 25% will become first exercisable on each succeeding anniversary date until fully exercisable ** 25% is presently exercisable and an additional 25% will become first exercisable on each succeeding anniversary date until fully exercisable *** Granted pursuant to 1992 Incentive and Non-Statutory Stock Option Plan
BERNARD L. RILEY December 8, 1997 __________________________ ________________ Bernard L. Riley Signature of Reporting Date Person -----END PRIVACY-ENHANCED MESSAGE-----