-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M+Li4wGO9PzpbXK3oUgXzGvvNOo7/+M0pIGTUXCbo/mXcwBu1fL+qVIuK6cv617Z d4aYdlqyElNGYhlYIDIP2Q== 0001001746-97-000050.txt : 19970918 0001001746-97-000050.hdr.sgml : 19970918 ACCESSION NUMBER: 0001001746-97-000050 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960910 FILED AS OF DATE: 19970912 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-08266 FILM NUMBER: 97679778 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 COMPANY DATA: COMPANY CONFORMED NAME: CADY ROGER C CENTRAL INDEX KEY: 0001043107 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: ARCADIA ASSOCIATES STREET 2: 55 STRATHAM HEIGHTS ROAD CITY: STRATHAM STATE: NH ZIP: 03885 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: ARCADIA ASSOCIATES STREET 2: 55 STRATHAM HEIGHTS ROAD CITY: STRATHAM STATE: NH ZIP: 03885 3 1 PAGE <1> FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Roger C. Cady 2. Date of Event Requiring Statement (Month/Day/Year) September 10, 1996 3. IRS or Social Security Number of Reporting Person (Voluntary) Not Furnished 4. Issuer Name and Ticker or Trading Symbol Dataram Corporation - DTM - AMEX 5. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title [ ] Other (Specify below) below) _____________________________________ 6. If Amendment, Date of Original (Month/Day/Year) PAGE <2> Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 5) (Instr. 5) ___________________ _______________________ __________________ ______________________ Common Stock, -- $1.00 par value
PAGE <3> Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 3. Title and 2. Date Amount of Sec- Exercisable curities Under- & Expiration lying Derivative 5. Owner- Date Security ship Form (Mo./day/yr.) (Instr. 4) of Deriv- _____________ __________________ 4. Conv- ative Amount sion or Security: 6. Nature of 1. Title of or Exercise Direct (D) Indirect Derivative Date Expir- Number Price of or Indirect Beneficial Security Exer- ation of Derivative (I) Ownership (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) ____________ _______ _____ __________ ______ ________ ___________ ___________ Explanation of Responses: ROGER C. CADY August 28, 1997 _____________________________ ______________ Roger C. Cady Date Signature of Reporting Person
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