-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VxCGmglByhyB9u86DRPSNouyWEyBf2wWj6XdUANRUOqQrdWdV9AZSL+NGsin8eBu w0y2V+ijpq8qqDotsx5ULg== 0001001746-96-000037.txt : 19960808 0001001746-96-000037.hdr.sgml : 19960808 ACCESSION NUMBER: 0001001746-96-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960807 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08266 FILM NUMBER: 96604715 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 COMPANY DATA: COMPANY CONFORMED NAME: TARANTINO ROBERT V CENTRAL INDEX KEY: 0001006335 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 57 SOUTHFIELD ROAD CITY: CRANBURY STATE: NJ ZIP: 08512 BUSINESS PHONE: 6097990071 4 1 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check if no longer subject to Section 16. Form 4 or Form 5 obliga- tions may continue. See Instructions 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Tarantino, Robert V. 47 Southfield Road Cranbury, NJ 07502 2. Issuer Name and Ticker or Trading Symbol Dataram Corporation DTM-AMEX 3. IRS or Social Security Number of Reporting Person (Voluntary) Not furnished 4. Statement for Month/Year July 1996 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [ ] 10% Owner [X] Officer (give title [ ] Other (Specify below) below) President and Chief Executive Officer _____________________________________ Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 5. Amount 3. Trans- 4. Securities of Securi- action Acquired (A) or ties Bene- 6. Owner- Code Disposed of (D) ficially ship Form: 7. Nature of (Instr. 8) (Instr. 3, 4 & 5) Owned at Direct(D) Indirect 2. Trans- _________ ___________________ End of or Indirect Beneficial 1. Title of Transaction (A) or Month (I) Ownership Security Date Code V Amount (D) Price (Inst. 3&4) (Instr. 4) (Instr. 4) (Instr. 3) (Mo./day/yr.) _________________ ___________ ____ ___ ______ _____ _____ ________ ___________ _________ Common Stock, $1.00 Par Value 7/16/96 P 21,000 A 5.5399 7/17/96 P 4,000 A 5.9297 7/18/96 P 2,000 A 5.875 7/19/96 P 3,000 A 5.8438 7/22/96 P 1,000 A 5.75 7/23/96 P 6,900 A 6.0888 7/24/96 P 4,000 A 5.9375 7/24/96 P 4,500 A 5.875 7/24/96 P 4,573 A 6.000 101,228 I By Company's 401(k) Plan 157,200 D 5,700 I By Wife _______ 264,128 _______ _______ /TABLE
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 9. Price 5. Number 7. Title of of Deriv- 6. Date and Amount Deriv- 10. Own- ative Sec- Exercisable of Under- ative ership urities & Expiration lying Sec- Secur- Form of 11. Acquired Date urities (In- ities Deriva- Nature 4. Trans- (A) or (Mo./day/yr.)str. 3 & 4) 8. Benefi- tive Sec- of In- 2. Conver- action Disposed _____________ _____________ Price cially urity: direct sion or 3. Trans- Code of (D) Amount of Owned Direct(D) Bene- 1. Title of Exercise action (Instr. 8) (Instr. 3, or Deriv- at End or In- ficial Derivative Price of Date) 4 and 5) Date Expir- Number ative of direct(I) Owner- Security Derivative (Month/ ____________________ Exer- ation of Security Month (Instr. ) ship (Instr. 3) Security day/yr.) Code V (A) (D) cisable Date Title Shares (Instr. (Instr. 4) (Instr. 5) 4) 4) ____________ _________ ________ ____ _ ______ ____ _______ _____ _____ ______ ________ _______ _________ _______ Incentive 9/11 Common Stock Option 7-1/8 * /02 Stock 70,000 ** 70,000 D Non-Statutory 9/11 Common Stock Option 7-1/8 * /02 Stock 30,000 ** 30,000 D Explanation of Responses: * 20% became first exercisable on 9/11/93 and an additional 20% on each suceeding annual date until fully exercisable ** Granted pursuant to 1992 Incentive and Non-Statutory Stock Option Plan
ROBERT V. TARANTINO August 5, 1996 __________________________ ________________ Robert V. Tarantino Signature of Reporting Date Person -----END PRIVACY-ENHANCED MESSAGE-----