-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MBscD6ffHKMx365ddrPvFyYDOQgcdqXMfJfnWZBOB2uQbE0UDiatQ+LKp/xvScdL 0rCstnfO0rmwO9mM87vLnA== 0001001746-07-000051.txt : 20070919 0001001746-07-000051.hdr.sgml : 20070919 20070919121435 ACCESSION NUMBER: 0001001746-07-000051 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070907 FILED AS OF DATE: 20070919 DATE AS OF CHANGE: 20070919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543-7528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNCAN JEFFREY H CENTRAL INDEX KEY: 0001006330 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08266 FILM NUMBER: 071124011 BUSINESS ADDRESS: STREET 1: 2353 PENNINGTON ROAD CITY: TRENTON STATE: NJ ZIP: 08638-1113 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: 2353 PENNINGTON ROAD CITY: PENNINGTON STATE: NJ ZIP: 08534 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2007-09-07 2007-09-11 0 0000027093 DATARAM CORP DRAM-NASDQ 0001006330 DUNCAN JEFFREY H 2353 PENNINGTON ROAD PENNINGTON NJ 08534 0 1 0 0 Vice President, Manufacturing Common Stock 2007-09-07 4 M 0 1936 2.8125 A 1936 D Common Stock 2007-09-07 4 S 0 1936 3.62 D 0 D Common Stock 2007-09-10 4 M 0 5454 2.8125 A 5454 D Common Stock 2007-09-10 4 S 0 5454 3.62 D 0 D Common Stock 3680 I 401(k) Plan Options(11/19/1997) 2.8125 2007-09-07 4 X 0 1936 D 2002-11-19 2007-11-19 Common Stock 1936 128964 D Options (11/19/1997) 2.8125 2007-09-10 4 X 0 5454 D 2002-11-19 2007-11-19 Common Stock 5.454 123510 D Options (11/26/2001) 7.98 2005-11-26 2011-11-26 Common Stock 8200 8200 D Options (09/18/2002) 2.99 2006-09-18 2012-09-18 Common Stock 8200 8200 D Options (09/17/2003) 4.09 2013-09-17 Common Stock 8200 8200 D Options (09/15/2004) 6.75 2005-09-15 2009-09-15 Common Stock 8200 8200 D Options (09/14/2005) 6.63 2006-09-14 2010-09-14 Common Stock 8200 8200 D Options (09/13/2006) 4.7 2007-09-13 2011-09-13 Common Stock 8200 8200 D Rule 10b5-1 transaction Options had been granted to the reporting person in consideration of the reporting person's service as an officer of the company. Options had been granted at an exercise price equal to the closing market price of the common stock on the date of grant. Options to purchase 6,150 shares are presently exercisable and options to purchase 2,050 shares become exercisable on 09/17/2007. JEFFREY H. DUNCAN 2007-09-19 -----END PRIVACY-ENHANCED MESSAGE-----