-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IRTs4CwHobkBWiM4Oi8TjVdVtpDfi4ftXNmotZWfXPR1Oj4TtXftXmmrfl4xnBU6 t/qQsZqy555xt3lAAvRYKg== 0001001746-06-000043.txt : 20060914 0001001746-06-000043.hdr.sgml : 20060914 20060914143712 ACCESSION NUMBER: 0001001746-06-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060912 FILED AS OF DATE: 20060914 DATE AS OF CHANGE: 20060914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543-7528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MADDOCKS MARK E CENTRAL INDEX KEY: 0001006332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08266 FILM NUMBER: 061090428 BUSINESS ADDRESS: STREET 1: 11 GINGER ROAD CITY: ALLENTOWN STATE: NJ ZIP: 08501 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: C/O DATARAM CORPORATION STREET 2: 186 PRINCETON ROAD CITY: WEST WINDSOR STATE: NJ ZIP: 08550 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-09-12 0 0000027093 DATARAM CORP DRAM-NASDQ 0001006332 MADDOCKS MARK E C/O DATARAM CORPORATION 186 PRINCETON ROAD WEST WINDSOR NJ 08550 0 1 0 0 Vice President, Finance & CFO Common Stock 2006-09-12 4 S 0 1900 4.7 D 82771 D Common Stock 2006-09-12 4 S 0 100 4.68 D 82671 D Common Stock 6000 I By spouse Common Stock 26207 I By 401(k) Options (11/26/20010 7.99 2005-11-26 2011-11-26 Common Stock 10000 10000 D Options (09/18/2002) 2.99 2012-09-18 Common Stock 8200 8200 D Options (09/18/2003) 4.09 2013-09-18 Common Stock 8200 8200 D Options (09/15/2004) 6.75 2005-09-15 2009-09-15 Common Stock 8200 8200 D Options (09/14/2005) 6.63 2006-09-14 2010-09-14 Common Stock 8200 8200 D Options (09/13/2006) 4.7 2006-09-13 4 A 0 8200 A 2007-09-13 2011-09-13 Common Stock 8200 8200 D Options to purchase 6,150 shares are presently exercisable and options to purchase 2,050 shares become exercisable on 9/18/2006. Options to purchase 4,100 shares are presently exercisable and options to purchase 2,050 shaes each become exercisableon 9/18/2006 and 9/18/2007. Options were granted to the reporting person in consideration of the reporting person's service as an officer of the company. Options were granted with an exercise price equal to the closing market price of the common stock on the date of grant. Rule 10b5-1 transaction MARK E. MADDOCKS 2006-09-14 -----END PRIVACY-ENHANCED MESSAGE-----