-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Md4If7GFZfXm63Ev5QtodRh3ud8+Gdve5piyhWWGJ227X0EqzZpZ4T+YYpTafu08 rnrLQWu5S4EZUJGT83s8XQ== 0001001746-06-000036.txt : 20060830 0001001746-06-000036.hdr.sgml : 20060830 20060830150410 ACCESSION NUMBER: 0001001746-06-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060829 FILED AS OF DATE: 20060830 DATE AS OF CHANGE: 20060830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543-7528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNCAN JEFFREY H CENTRAL INDEX KEY: 0001006330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08266 FILM NUMBER: 061065316 BUSINESS ADDRESS: STREET 1: 2353 PENNINGTON ROAD CITY: TRENTON STATE: NJ ZIP: 08638-1113 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: 2353 PENNINGTON ROAD CITY: PENNINGTON STATE: NJ ZIP: 08534 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-08-29 0 0000027093 DATARAM CORP DRAM-NASDQ 0001006330 DUNCAN JEFFREY H 2353 PENNINGTON ROAD PENNINGTON NJ 08534 0 1 0 0 Vice President, Manufacturing Common Stock 2006-08-29 4 M 0 199 2.3125 A 199 D Common Stock 2006-08-29 4 S 0 199 4.3 D 0 D Common Stock 2006-08-30 4 M 0 14119 2.3125 A 14119 D Common Stock 2006-08-30 4 S 0 500 4.406 D 13619 D Common Stock 2006-08-30 4 S 0 2200 4.41 D 11419 D Common Stock 2006-08-30 4 S 0 800 4.415 D 10619 D Common Stock 2006-08-30 4 S 0 2500 4.4 D 8119 D Common Stock 2006-08-30 4 S 0 2200 4.39 D 5919 D Common Stock 2006-08-30 4 S 0 100 4.42 D 5819 D Common Stock 2006-08-30 4 S 0 1800 4.37 D 4019 D Common Stock 2006-08-30 4 S 0 4019 4.38 D 0 D Common Stock 3680 I By 401(k) Options (09/10/1996) 2.3125 2006-08-29 4 X 0 199 D 2001-09-10 2006-09-10 Common Stock 14119 14119 D Options (09/10/1996) 2.3128 2006-08-30 4 X 0 14119 D 2001-09-10 2006-09-10 Common Stock 0 0 D Options (11/19/1997) 2.8125 2002-11-19 2007-11-19 Common Stock 150000 150000 D Options (11/26/2001) 7.98 2005-11-26 2011-11-26 Common Stock 8200 8200 D Options (09/18/2002) 2.99 2012-09-18 Common Stock 8200 8200 D Options (09/18/2003) 4.09 2013-09-18 Common Stock 8200 8200 D Options (09/15/2004) 6.75 2005-09-15 2009-09-15 Common Stock 8200 8200 D Options (09/14/2005) 6.63 2006-09-14 2010-09-14 Common Stock 8200 8200 D Stock options issued to employee with an exercise price equal to a fair market value of the common stock on the date of grant. 6,150 shares are presently exercisable and 2,050 shares become exercisable on 09/18/2006. 4,100 shares are presently exercisable and 2,050 shares each become exercisable on 09/18/2006 and 09/18/2007. Jeffrey H. Duncan 2006-08-30 -----END PRIVACY-ENHANCED MESSAGE-----