-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FwZqpAqb8/nlMR8iHz6zXM16ugXZD+kTB9tT32uZVcxILBDNB8CMjXH6X/U2ii4m GweMdKbb85LhocB571c4TQ== 0001001746-05-000002.txt : 20050111 0001001746-05-000002.hdr.sgml : 20050111 20050111135600 ACCESSION NUMBER: 0001001746-05-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050110 FILED AS OF DATE: 20050111 DATE AS OF CHANGE: 20050111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543-7528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MADDOCKS MARK E CENTRAL INDEX KEY: 0001006332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08266 FILM NUMBER: 05523016 BUSINESS ADDRESS: STREET 1: 11 GINGER ROAD CITY: ALLENTOWN STATE: NJ ZIP: 08501 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: C/O DATARAM CORPORATION STREET 2: 186 PRINCETON ROAD CITY: WEST WINDSOR STATE: NJ ZIP: 08550 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-01-10 0 0000027093 DATARAM CORP DRAM-NASDQ 0001006332 MADDOCKS MARK E C/O DATARAM CORPORATION 186 PRINCETON ROAD WEST WINDSOR NJ 08550 0 1 0 0 Vice President, Finance & CFO Common Stock, $1.00 Par Value 2005-01-10 4 F 0 22254 6.26 D 50741 D Common Stock, $1.00 Par Value 2005-01-10 4 A 0 24000 2.25 A 74741 D Common Stock, $1.00 Par Value 2005-01-10 4 A 0 15000 2.31 A 89741 D Common Stock, $1.00 Par Value 2005-01-10 4 A 0 18000 2.81 A 107741 D Options (11/28/1995) 2.25 2005-01-10 4 M 0 24000 D 2005-11-28 Common Stock, $1.00 Par Value 24000 0 D Options (9/10/1996) 2.31 2005-01-10 4 M 0 15000 D 2006-09-10 Common Stock, $1.00 Par Value 15000 0 D Options (11/19/1997) 2.81 2005-01-10 4 M 0 18000 D 2007-11-19 Common Stock, $1.00 Par Value 18000 0 D In addition, the Reporting Person indirectly owns 28,803 shares through the Company's 401k Plan and 6,000 shares held by his wife. This option became exercisable in four equal annual installments beginning one year after the grant date. Options were granted to Reporting Peson in consideration of his service as an officer of the Company. Options were granted at an exercise price equal to the fair market value of the Common Stock on the date of grant. The Reporting Person holds options to purchase 10,000 shares at $7.98, of which 7,500 shares are presently exercisable and 2,500 shares become exercisable on 11/26/2005. This option expires 11/26/2011. The Reporting Person holds options to purchase 8,200 shares at $2.99 of which 4,100 shares are presently exercisable and 2,050 shares each become exercisable on 9/18/2005 and 9/18/2006. These options expire on 9/18/2012. The Reporting Person holds options to purchase 8,200 shares at $4.09 a share of which 2,050 shares are presently exercisable and 2,050 shares each become exercisable on 9/18/2005, 9/18/2006 and 9/18/2007. These options expires on 9/18/2013. The Reporting Person holds options to purchase 8,200 shares which become exerisable on 9/15/2005 and which expire on 9/15/2009. MARK E. MADDOCKS 2005-01-11 -----END PRIVACY-ENHANCED MESSAGE-----