-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VagnqdOxMRP65YXO6kqrFReMiRlT1oW4qYHrq54gLgegFRUPgZSE7akQyIXY3y6u yczDgMbbTBFQo3cZGiVeOQ== 0001001746-03-000039.txt : 20030922 0001001746-03-000039.hdr.sgml : 20030922 20030922153406 ACCESSION NUMBER: 0001001746-03-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030918 FILED AS OF DATE: 20030922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MADDOCKS MARK E CENTRAL INDEX KEY: 0001006332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08266 FILM NUMBER: 03904232 BUSINESS ADDRESS: STREET 1: 11 GINGER ROAD CITY: ALLENTOWN STATE: NJ ZIP: 08501 BUSINESS PHONE: 6097990071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-09-18 0 0000027093 DATARAM CORP DRAM-NASDQ 0001006332 MADDOCKS MARK E 11 GINGER ROAD ALLENTOWN NJ 08501 0 1 0 0 Vice President, Finance & CFO Options 4.09 2003-09-18 4 A 0 8200 99.99 A 2007-09-18 2013-09-18 Common Stock, $1.00 Par Value 8200 8200 D Options to purchase 2,050 shares become first exercisable on 09/18/2004 and a like amount will become first exercisable on each successive anniversary date until all options become exercisable on 9/18/2007. Options were granted to the reporting person in consideration of his service as an executive officer of the Company. Options were granted at an exercise price equal to the fair market value of the Common Stock on the date of grant. Mr. Maddocks holds options to purchase 24,000 shares exercisable at $2.25 which are presently exercisable and expire on 11/28/2005. Mr. Maddocks holds options to purchase 15,000 shares exercisable at $2.3125 which are presently exercisable and which expire on 9/10/2006. Mr. Maddocks holds options to purchase 18,000 shares exercisable at $2.8125 which are presently exercisable and expire on 11/19/2007. Mr. Maddocks holds options to purchase 10,000 shares exercisable at $7.98 of which 2,500 shares are presently exercisable, 2,500 shares each become exercisable on 11/26/2003, on 11/26/2004 and on 11/26/2005. This option expires on 11/26/2011. Mr. Maddocks holds options to purchase 8,200 shares which are exercisable at $2.99, of which 2,050 shares are presently exercisable, 2,050 shares each become exercisable on 9/18/2004, on 9/18/2005 and on 9/18/2006. This option expires on 9/18/2012. MARK E. MADDOCKS 2003-09-22 -----END PRIVACY-ENHANCED MESSAGE-----