-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nlz4JIScYVL1BVr9wGJVaI0HiWl3MIPgmf5ojbrqVayguOIkGNDh60iVdld8ToP3 zZCh31RqbRLz6p1NbpQRsg== 0001001746-96-000029.txt : 19960624 0001001746-96-000029.hdr.sgml : 19960624 ACCESSION NUMBER: 0001001746-96-000029 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960621 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08266 FILM NUMBER: 96584194 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 COMPANY DATA: COMPANY CONFORMED NAME: TUCKER HUGH F CENTRAL INDEX KEY: 0001017433 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 28912 TOP OF THE WORLD DR CITY: LAGUNA BEACH STATE: CA ZIP: 92651 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: 28912 TOP OF THE WORLD DR CITY: LAGUNA BEACH STATE: CA ZIP: 92651 3 1 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Hugh F. Tucker 2. Date of Event Requiring Statement (Month/Day/Year) June 11, 1996 3. IRS or Social Security Number of Reporting Person (Voluntary) Not Furnished 4. Issuer Name and Ticker or Trading Symbol Dataram Corporation - DTM - AMEX 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title [ ] Other (Specify below) below) Vice President, Sales and Marketing _____________________________________ 6. If Amendment, Date of Original (Month/Day/Year) Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 5) (Instr. 5) ___________________ _______________________ __________________ ______________________ Common Stock, 1,000 D $1.00 par value
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 3. Title and 2. Date Amount of Sec- Exercisable curities Under- & Expiration lying Derivative 5. Owner- Date Security ship Form (Mo./day/yr.) (Instr. 4) of Deriv- _____________ __________________ 4. Conv- ative Amount sion or Securitity: 6. Nature of 1. Title of or Exercise Direct (D) Indirect Derivative Date Expir- Number Price of or Indirect Beneficial Security Exer- ation of Derivative (I) Ownership (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) ____________ _______ _____ __________ ______ ________ ___________ ___________ Incentive (1) 6/16/05 Common 30,000 5.125 D Stock Option Stock Explanation of Responses: (1) First Exercisable 20% on 6/16/96 and 20% on each anniversary date thereafter until fully exercised. HUGH F. TUCKER _____________________________ ______________ Hugh F. Tucker Date Signature of Reporting Person
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