-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OQmWr/p+0ojUJyyjSaWQ46+nsFEY5M/G+ArfR14wTCyPU/ppPTwq6xxkwBzrYcrn GqjGfPOe2TQklWTlT+kehg== 0000891020-97-000734.txt : 19970508 0000891020-97-000734.hdr.sgml : 19970508 ACCESSION NUMBER: 0000891020-97-000734 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970507 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: DATA DIMENSIONS INC CENTRAL INDEX KEY: 0000026990 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 060852458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-04748 FILM NUMBER: 97597582 BUSINESS ADDRESS: STREET 1: 777 108TH AVENUE NE STREET 2: SUITE 2070 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 2066881000 MAIL ADDRESS: STREET 1: 777 108TH AVENUE NE SUITE 2070 CITY: BELLEVUE STATE: WA ZIP: 98004 10-K/A 1 AMENDMENT TO FORM 10-K 1 - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A-1 ----------------------------------------- [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 1996 OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ____________ to ___________ Commission file number 0-4748 DATA DIMENSIONS, INC. (Name of Small Business Issuer as Specified in Its Charter) DELAWARE 06-0852458 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) 2000 SKYLINE TOWER 10900 N.E. 4TH STREET BELLEVUE, WASHINGTON 98004 (206) 688-1000 (Address and Telephone Number of Principal Executive Offices) Securities registered under Section 12(b) of the Exchange Act: NONE Securities registered under Section 12(g) of the Exchange Act: COMMON STOCK, PAR VALUE $.001 PER SHARE (Title of Class) ----------------------------------------- Check whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No[ ] Check if there is no disclosure of delinquent filers in response to Item 405 of Regulation S-B contained in this form, and no disclosure will be contained, to the best of the registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-KSB or any amendment to this Form 10-KSB. [ ] The issuer's revenues for the fiscal year ended December 31, 1996 were $14,835,000. The aggregate market value of the voting stock held by non-affiliates computed by reference to the price at which the stock was sold, or the average bid and asked price of such stock, as of March 5, 1997 was approximately $160,000,000. As of March 5, 1997, there were 3,816,740 shares of Common Stock, par value $.001 per share, outstanding. The index to exhibits appears on page 34 of this document. ----------------------------------------- DOCUMENTS INCORPORATED BY REFERENCE The Registrant has incorporated into Part III of this Form 10-KSB by reference portions of the Proxy Statement for its 1997 Annual Meeting of Shareholders. - -------------------------------------------------------------------------------- 2 SIGNATURES In accordance with the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on this 6th day of May, 1997. DATA DIMENSIONS, INC. (Registrant) By /s/ Larry W. Martin ----------------------------------- Larry W. Martin Chief Executive Officer In accordance with the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated:
Signature Title Date --------- ----- ---- /s/ Larry W. Martin Chief Executive Officer May 6, 1997 - ---------------------------------- and Director (principal Larry W. Martin executive officer) /s/ William H. Parsons Chief Financial Officer May 6, 1997 - ---------------------------------- and Director William H. Parsons (principal financial officer) */s/ Thomas W. Fife Director May 6, 1997 - --------------------------------- Thomas W. Fife */s/ Robert T. Knight Director May 6, 1997 - ---------------------------------- Robert T. Knight *By /s/ William H. Parsons ------------------------------ William H. Parsons, Attorney-in-fact
3 EXHIBIT INDEX
NO. DESCRIPTION PAGE NO. --- ----------- -------- 3.1 Certificate of Incorporation and all amendments thereto* 3.2 Second Amended and Restated Bylaws 4.1 Form of Common Stock Certificate* 4.2 See Exhibits 3.1 and 3.2 for provisions in the Certificate of Incorporation and Second Amended and Restated Bylaws of the Company defining the rights of the holders of Common Stock 10.1 1988 Incentive Stock Option Plan and 1988 Nonstatutory Stock Option Plan* 10.2 1997 Stock Option Plan 10.3 Lease Agreement For Registrant's Facilities in Bellevue, Washington 21.1 Subsidiaries 23.1 Consent of Independent Certified Public Accountants 24.1 Power of Attorney of Thomas W. Fife 24.2 Power of Attorney of Robert T. Knight 27. Financial Data Schedule
- ------------------------------------ * Incorporated by reference to the Registration Statement on Form SB-2 (Reg. No. 333-841) filed by the Company on February 9, 1996. EX-27 2 FINANCIAL DATA SCHEDULE
5 YEAR DEC-31-1996 DEC-31-1996 2,616 8,677 4,604 0 0 17,070 1,019 195 20,204 2,863 0 0 0 4 0 20,204 14,835 14,835 6,644 6,644 6,259 0 0 877 (70) 0 0 0 0 947 .09 .09
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