-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RVUVT9tf414UkpPdgOO1LDQGl/MbKHdxJk+R+11S7+Lj1xx9Irz9m1wHRJ5+3Wpn s3CnoO82Tx1qaRU6yTR1QQ== 0001254727-04-000003.txt : 20040820 0001254727-04-000003.hdr.sgml : 20040820 20040820174738 ACCESSION NUMBER: 0001254727-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040820 FILED AS OF DATE: 20040820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTEK INTERNATIONAL INC CENTRAL INDEX KEY: 0000026987 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 330213512 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 200 SCIENCE DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 BUSINESS PHONE: 8055322800 MAIL ADDRESS: STREET 1: 200 SCIENCE DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 FORMER COMPANY: FORMER CONFORMED NAME: DDL ELECTRONICS INC DATE OF NAME CHANGE: 19940119 FORMER COMPANY: FORMER CONFORMED NAME: DATA DESIGN LABORATORIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DATA DESIGN LABORATORIES DATE OF NAME CHANGE: 19880817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FITZGERALD RICHARD E CENTRAL INDEX KEY: 0001254727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08101 FILM NUMBER: 04989807 BUSINESS ADDRESS: STREET 1: SMTEK INTERNATIONAL INC STREET 2: 200 SCIENCE DRIVE CITY: MOORPARK STATE: CA ZIP: 93021-2800 BUSINESS PHONE: 8055322800X104 MAIL ADDRESS: STREET 1: SMTEK INTERNATIONAL INC STREET 2: 200 SCIENCE DRIVE CITY: MOORPARK STATE: CA ZIP: 93021-2800 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-08-20 0 0000026987 SMTEK INTERNATIONAL INC SMTI 0001254727 FITZGERALD RICHARD E SMTEK INTERNATIONAL INC 200 SCIENCE DRIVE MOORPARK CA 93021-2800 0 1 0 0 VICE PRESIDENT - OPERATIONS Common Stock 2004-08-20 4 M 0 1875 1.21 A 1875 D Common Stock 2004-08-20 4 S 0 1875 9.4 D 0 D Common Stock 2004-08-20 4 M 0 3750 0.7 A 3750 D Common Stock 2004-08-20 4 S 0 3750 9.4 D 0 D Incentive stock options 1.21 2004-08-20 4 M 0 1875 0 A 2012-09-09 Common Stock 1875 5625 D Incentive stock options 0.7 2004-08-20 4 M 0 3750 0 A 2013-06-27 Common Stock 3750 11250 D The stock options have the following vesting schedule for exercising: 1,875 shares vested on the first anniversary of the date of grant (09/09/2003); 1,875 shares vest on the second anniversary of the date of grant (09/09/2004); and 3,750 shares vest on the third anniversary of the date of grant (09/09/2005). The stock options have the following vesting schedule for exercising; 3,750 shares vested on the first anniversary of the date of grant (06/27/2004); 3,750 shares vest on the second anniversary of the date of grant (06/27/2005); and 7,500 shares vest on the third anniversary of the date of grant (06/27/2006). /s/Richard E. Fitzgerald 2004-08-20 -----END PRIVACY-ENHANCED MESSAGE-----