-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Egl86tJeYDlchb0ciOUZrUUkaNl7NxILHkJMYGYGGpFVuFoJk0H43MhraDfViY7n rIJ+59OGQjuGMb1ziRWyJw== 0001137638-05-000050.txt : 20050202 0001137638-05-000050.hdr.sgml : 20050202 20050202184758 ACCESSION NUMBER: 0001137638-05-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041223 FILED AS OF DATE: 20050202 DATE AS OF CHANGE: 20050202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWARD ROBERT T CENTRAL INDEX KEY: 0001250076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-63618 FILM NUMBER: 05570849 MAIL ADDRESS: STREET 1: C/O SMTEK INTERNATIONAL INC STREET 2: 200 SCIENCE DR CITY: MOORPARK STATE: CA ZIP: 93021-2003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTEK INTERNATIONAL INC CENTRAL INDEX KEY: 0000026987 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 330213512 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 200 SCIENCE DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 BUSINESS PHONE: 8055322800 MAIL ADDRESS: STREET 1: 200 SCIENCE DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 FORMER COMPANY: FORMER CONFORMED NAME: DDL ELECTRONICS INC DATE OF NAME CHANGE: 19940119 FORMER COMPANY: FORMER CONFORMED NAME: DATA DESIGN LABORATORIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DATA DESIGN LABORATORIES DATE OF NAME CHANGE: 19880817 4 1 how21.xml X0202 4 2004-12-23 1 0000026987 SMTEK INTERNATIONAL INC SMTI 0001250076 HOWARD ROBERT T 200 SCIENCE DRIVE MOORPARK CA 930212003 1 0 0 0 Common Stock 2004-12-23 4 P 0 10000 3.62 A 10000 D Common Stock 2005-01-31 4 D 0 10000 D 0 D Stock Option (Right to Buy) 0.82 2005-01-31 4 D 0 1832 D 2013-05-27 Common Stock 1832 0 D Stock Option (Right to Buy) 5.62 2005-01-31 4 D 0 22641 D 2013-11-13 Common Stock 22641 0 D Stock Option (Right to Buy) 7.02 2005-01-31 4 D 0 5000 D 2014-07-01 Common Stock 5000 0 D Disposed of upon effectiveness of merger (the ''Merger''), pursuant to merger agreement between issuer and CTS Corporation ("CTS"), in exchange for right to receive $10.725 in cash and $3.5309 in CTS common stock for each share of Issuer's common stock held by the reporting person on January 31, 2005, the effective date of the Merger. This option, which provided for full vesting on date of grant, was canceled in the merger between the Issuer and CTS Corporation (the "Merger") in exchange for a right to receive a cash payment in an amount equal to (a) the total number of option shares multiplied by (b) an amount equal to the difference between $14.26 (the cash value of the consideration received by the issuer's shareholders per share) and the exercise price per share for each outstanding option on January 31, 2005, the effective date of the Merger. By: /s/ Kirk A. Waldron as Attorney-in-Fact 2005-02-02 -----END PRIVACY-ENHANCED MESSAGE-----