-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DZKaYWJB+7XWPlEzvq+AFyRlUClJSL3TZu2d0Y1NYeWsxOf/EfDqdCkCmEaSRoVw Dj82riNSf221wfDxxL48MA== 0001137638-05-000049.txt : 20050202 0001137638-05-000049.hdr.sgml : 20050202 20050202184750 ACCESSION NUMBER: 0001137638-05-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050131 FILED AS OF DATE: 20050202 DATE AS OF CHANGE: 20050202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FITZGERALD RICHARD E CENTRAL INDEX KEY: 0001254727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-63618 FILM NUMBER: 05570844 BUSINESS ADDRESS: BUSINESS PHONE: 8055322800X104 MAIL ADDRESS: STREET 1: SMTEK INTERNATIONAL INC STREET 2: 200 SCIENCE DRIVE CITY: MOORPARK STATE: CA ZIP: 93021-2800 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTEK INTERNATIONAL INC CENTRAL INDEX KEY: 0000026987 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 330213512 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 200 SCIENCE DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 BUSINESS PHONE: 8055322800 MAIL ADDRESS: STREET 1: 200 SCIENCE DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 FORMER COMPANY: FORMER CONFORMED NAME: DDL ELECTRONICS INC DATE OF NAME CHANGE: 19940119 FORMER COMPANY: FORMER CONFORMED NAME: DATA DESIGN LABORATORIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DATA DESIGN LABORATORIES DATE OF NAME CHANGE: 19880817 4 1 fit12.xml X0202 4 2005-01-31 1 0000026987 SMTEK INTERNATIONAL INC SMTI 0001254727 FITZGERALD RICHARD E 200 SCIENCE DRIVE MOORPARK CA 930212003 0 1 0 0 Vice President - Operations Stock Option (Right to Buy) 1.21 2005-01-31 4 D 0 5625 D 2012-09-09 Common Stock 5625 0 D Stock Option (Right to Buy) 0.70 2005-01-31 4 D 0 11250 D 2013-06-27 Common Stock 11250 0 D Stock Option (Right to Buy) 6.92 2005-01-31 4 D 0 10000 D 2014-07-27 Common Stock 10000 0 D This option, which provided for 25% vesting on each of the 1st and 2nd anniversaries of the date of grant and 50% vesting on the third anniversary of the date of grant, was canceled in a merger between the Issuer and CTS Corporation (the "Merger") in exchange for a cash payment in an amount equal to (a) the total number of vested and unvested option shares multiplied by (b) an amount equal to the difference between $14.26 per (the cash value of the consideration recevied by the issuer's shareholders per share) and the exercise price per share for each outstanding option on January 31, 2005, the effective date of the Merger. By: /s/ Kirk A. Waldron as Attorney-in-Fact 2005-02-02 -----END PRIVACY-ENHANCED MESSAGE-----