-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BNSyxkFELxtcBB+AZ/AoYa1sYysmzDpvYQgItIW3yeWqJ2Qucm2/FG8XGBKJ2ybj U9+CPEgZgFe+mhVmtFObYw== 0001104659-03-022373.txt : 20031007 0001104659-03-022373.hdr.sgml : 20031007 20031007162809 ACCESSION NUMBER: 0001104659-03-022373 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031006 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20031007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMTEK INTERNATIONAL INC CENTRAL INDEX KEY: 0000026987 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 330213512 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-08101 FILM NUMBER: 03931743 BUSINESS ADDRESS: STREET 1: 200 SCIENCE DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 BUSINESS PHONE: 8055322800 MAIL ADDRESS: STREET 1: 200 SCIENCE DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 FORMER COMPANY: FORMER CONFORMED NAME: DDL ELECTRONICS INC DATE OF NAME CHANGE: 19940119 FORMER COMPANY: FORMER CONFORMED NAME: DATA DESIGN LABORATORIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DATA DESIGN LABORATORIES DATE OF NAME CHANGE: 19880817 8-K 1 a03-3910_18k.htm 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

Date of report (Date of earliest event reported): October 6, 2003

 

 

SMTEK INTERNATIONAL, INC.

(Exact Name of Registrant as Specified in Charter)

 

Delaware

1-08101

33-0213512

(State or Other
Jurisdiction
of Incorporation)

(Commission
File Number)

(IRS Employer
Identification
No.)

 

 

 

200 Science Drive
Moorpark, California

93021

(Address of Principal Executive Offices)

(Zip Code)

 

Registrant’s telephone number, including area code:    (805) 532-2800

 

Not Applicable

 (Former Name or Former Address, if Changed Since Last Report)

 

 



 

Item 5.                                                        Other Events and Required FD Disclosure.

 

 On October 6, 2003, SMTEK International, Inc. issued a press release to announce that it received, on October 3, 2003, written notice from Nasdaq that the Company had met the requirements for continued listing on The Nasdaq SmallCap Market.

 

The Company also announced that, in connection with having currently met the requirements for continued listing, the Company’s trading symbol will be changed from “SMTIC” to “SMTI” effective with the open of business on Tuesday, October 7, 2003.

 

A copy of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1.

 

2



 

Item 7.                    Financial Statements and Exhibits.

 

(c)      Exhibits:

 

The following exhibit is filed with this report on Form 8-K:

 

Exhibit Number

 

Description

 

 

 

99.1

 

Press release, dated October 6, 2003.

 

3



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date:  October 7, 2003

 

 

 

SMTEK INTERNATIONAL, INC.

 

 

 

 

 

 

 

By:

/s/ Kirk A. Waldron

 

Name:

Kirk A. Waldron

 

Its:

Senior Vice President

 

 

Chief Financial Officer

 

4



 

EXHIBIT INDEX

 

Exhibit Number

 

Description

 

 

 

99.1

 

Press release, dated October 6, 2003

 

5


EX-99.1 3 a03-3910_1ex99d1.htm EX-99.1

Exhibit 99.1

 

FOR IMMEDIATE RELEASE

 

CONTACT:

 

SMTEK INTERNATIONAL, INC.

 

 

Kirk A. Waldron, CFO

 

 

(805) 532-2800, ext. 111

 

 

kwaldron@smtek.com

 

 

SMTEK INTERNATIONAL MEETS REQUIREMENTS FOR

CONTINUED LISTING ON THE NASDAQ SMALLCAP MARKET

 

MOORPARK, Calif. (October 6, 2003) – SMTEK International, Inc. (NASDAQ: SMTI), a provider of electronics manufacturing services, today announced that it received, on October 3, 2003, written notice from Nasdaq that the Company had met the requirements for continued listing on The Nasdaq SmallCap Market.  The Company noted that Nasdaq’s Listing Qualifications Panel will continue to monitor the Company’s compliance with Nasdaq’s shareholders’ equity requirement and, in this regard, the Company must file its quarterly report on Form 10-Q for its first quarter ended September 26, 2003 on or before November 14, 2003, reporting shareholders’ equity of at least $2,500,000.  In connection with the Company having currently met the requirements for continued listing, the Company’s trading symbol will be changed from “SMTIC” to “SMTI” effective with the open of business on Tuesday, October 7, 2003.

 

* * * * * * * * * * *

 

About SMTEK

Headquartered in Moorpark, California, SMTEK International, Inc. is an electronics manufacturing services provider serving original equipment manufacturers in the industrial instrumentation, medical, telecommunications, security, financial services automation, aerospace and defense industries.  We provide integrated solutions to original equipment manufacturers across the entire product life cycle, from design to manufacturing to end-of-life services, for the worldwide low to medium volume, high complexity segment of the electronics manufacturing services industry.  We have five operating facilities with locations in Moorpark, California; Santa Clara, California; Marlborough, Massachusetts; Fort Lauderdale, Florida; and the Ayuttya Province in Thailand.

 

This press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, and is subject to the safe harbor provisions created by those sections.  Any forward-looking statements are only predictions and may differ materially from actual future events or results.  Readers are cautioned that forward-looking statements regarding future events and the future performance of SMTEK International, Inc. involve various risks and uncertainties that could cause actual results to differ materially from those described in these statements.

 

Readers are referred to the documents filed by SMTEK International, Inc. with the Securities and Exchange Commission, including our most recent Reports on Forms 10-K, 10-Q and 8-K, each as it may be amended from time to time, for a more complete description of important risk factors and other information with respect to risks and uncertainties relating to the materials in this press release, as well as to other aspects of our business and financial condition.

 


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