8-K 1 certification.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2002 _____________________ Exact Name of Registrant as Specified in Its Charter: SMTEK INTERNATIONAL, INC. ___________________________________ DELAWARE 1-8101 33-0213512 _____________________________ ____________ _____________ State or Other Jurisdiction of Commission I.R.S. Employer Incorporation or Organization File Number Identification No. Address of Principal Executive Offices: 200 Science Drive Moorpark, CA 93021 _________________________ Registrant's Telephone Number, Including Area Code: (805) 532-2800 _________________________ Former Name or Former Address, if Changed Since Last Report: 2151 Anchor Court Thousand Oaks, CA 91320 _________________________ Item 5. Other Events and Regulation FD Disclosure On September 25, 2002, Edward J. Smith, Chief Executive Officer and President, and Kirk A. Waldron, Senior Vice President and Chief Financial Officer, each submitted to the Securities and Exchange Commission his sworn statement pursuant to Securities and Exchange Commission Order No. 4-460, and made certifications pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes- Oxley Act of 2002. The exhibits attached to this Form 8-K are hereby furnished pursuant to Item 9. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. SMTEK INTERNATIONAL, INC. September 25, 2002 /s/ Kirk A. Waldron _________________________________ _________________________________ Date Kirk A. Waldron Senior Vice President Chief Financial Officer Certification Pursuant To 18 U.S.C. Section 1350, As Adopted Pursuant To Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of SMTEK International, Inc. (the "Company") on Form 10-K for the period ended June 28, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Kirk A. Waldron, Senior Vice President and Chief Financial Officer of the Company, certify, to the best of my knowledge, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Kirk A. Waldron -------------------- KIRK A. WALDRON Senior Vice President, Chief Financial Officer SMTEK International, Inc. September 25, 2002 Certification Pursuant To 18 U.S.C. Section 1350, As Adopted Pursuant To Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of SMTEK International, Inc. (the "Company") on Form 10-K for the period ended June 28, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Edward J. Smith, Chief Executive Officer and President of the Company, certify, to the best of my knowledge, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Edward J. Smith -------------------- EDWARD J. SMITH Chief Executive Officer and President SMTEK International, Inc. September .25, 2002