0000026987-01-500013.txt : 20011009
0000026987-01-500013.hdr.sgml : 20011009
ACCESSION NUMBER: 0000026987-01-500013
CONFORMED SUBMISSION TYPE: 10-K/A
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20010630
FILED AS OF DATE: 20010927
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMTEK INTERNATIONAL INC
CENTRAL INDEX KEY: 0000026987
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 330213512
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0702
FILING VALUES:
FORM TYPE: 10-K/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08101
FILM NUMBER: 1745992
BUSINESS ADDRESS:
STREET 1: 2151 ANCHOR COURT
CITY: THOUSAND OAKS
STATE: CA
ZIP: 91320
BUSINESS PHONE: 8053762595
MAIL ADDRESS:
STREET 1: 2151 ANCHOR COURT
CITY: HOUSAND OAKS
STATE: CA
ZIP: 91320
FORMER COMPANY:
FORMER CONFORMED NAME: DATA DESIGN LABORATORIES
DATE OF NAME CHANGE: 19880817
FORMER COMPANY:
FORMER CONFORMED NAME: DATA DESIGN LABORATORIES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: DDL ELECTRONICS INC
DATE OF NAME CHANGE: 19940119
10-K/A
1
reporta.txt
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the fiscal year ended June 30, 2001
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from to
___________ ___________
Commission File Number 1-8101
___________
Exact Name of Registrant as
Specified in Its Charter: SMTEK INTERNATIONAL, INC.
______________________________
DELAWARE 33-0213512
_____________________________ _____________
State or Other Jurisdiction of I.R.S. Employer
Incorporation or Organization No. Identification
Address of Principal Executive Offices: 2151 Anchor Court
Thousand Oaks, CA 91320
_________________________
Registrant's Telephone Number: (805) 376-2595
_________________________
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which registered
_________________________ ___________________________________________
Common Stock, $.01 Par Value Pacific Exchange
Securities registered pursuant to Section 12(g) of the Act: Common Stock,
$.01 Par Value
Indicate by check mark whether the registrant: (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to
the best of registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. [ ]
The aggregate market value of the voting stock held by non-affiliates of the
registrant based on the closing price as reported by the Nasdaq Small Cap
Market on September 14, 2001 was $7,302,000. The registrant had 2,284,093
shares of Common Stock outstanding as of September 14, 2001.
Exhibits 21 and 99 are hereby added to the registrant's Form 10-K filed
on September 26, 2001.
EX-21
3
subsidiaries.txt
EXHIBIT 21
SMTEK INTERNATIONAL, INC.
SUBSIDIARIES OF THE REGISTRANT
All subsidiaries are 100% owned by SMTEK International, Inc., except as
otherwise indicated, and are included in the consolidated financial
statements. Each subsidiary was organized in the jurisdiction specified under
its name in the following list.
DDL Europe Limited
(holding company only)
Northern Ireland
SMTEK Europe Limited
(100%-owned by DDL Europe Limited)
Northern Ireland
Jolt Techology, Inc.
Delaware
SMTEK, Inc., dba SMTEK Thousand Oaks
California
Technetics, Inc., dba SMTEK San Diego
California
EX-99
4
regstate.txt
EXHIBIT 99
UNDERTAKING FOR FORM S-8 REGISTRATION STATEMENT
With respect to the Registration Statements previously filed by the Company on
Form S-8, the Company hereby undertakes as follows:
Insofar as indemnification for liabilities arising under the Securities Act of
1933 may be permitted to directors, officers and controlling persons of the
Company pursuant to the foregoing provisions, or otherwise, the Company has
been advised that in the opinion of the Securities and Exchange Commission
such indemnification is against public policy as expressed in the Act and is,
therefore, unenforceable. In the event that a claim for indemnification
against such liabilities (other than the payment by the Company of expenses
incurred or paid by a director, officer or controlling person of the Company
in the successful defense of any action, suit or proceeding), is asserted by
such director, officer or controlling person in connection with the securities
being registered, the Company will, unless in the opinion of its counsel the
matter has been settled by controlling precedent, submit to a court of
appropriate jurisdiction the question whether such indemnification by it is
against public policy as expressed in the Act and will be governed by the
final adjudication of such issue.