0001752724-24-001366.txt : 20240111 0001752724-24-001366.hdr.sgml : 20240111 20240111124859 ACCESSION NUMBER: 0001752724-24-001366 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20240111 DATE AS OF CHANGE: 20240111 EFFECTIVENESS DATE: 20240111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LORD ABBETT AFFILIATED FUND INC CENTRAL INDEX KEY: 0000002691 ORGANIZATION NAME: IRS NUMBER: 136020600 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-00005 FILM NUMBER: 24528703 BUSINESS ADDRESS: STREET 1: 90 HUDSON STREET CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: 201-827-2000 MAIL ADDRESS: STREET 1: 90 HUDSON STREET CITY: JERSEY CITY STATE: NJ ZIP: 07302 FORMER COMPANY: FORMER CONFORMED NAME: LORD ABBOTT AFFILIATED FUND INC DATE OF NAME CHANGE: 19960315 FORMER COMPANY: FORMER CONFORMED NAME: AFFILIATED FUND INC DATE OF NAME CHANGE: 19941207 FORMER COMPANY: FORMER CONFORMED NAME: AFFILIATED INC DATE OF NAME CHANGE: 19920721 0000002691 S000006806 LORD ABBETT AFFILIATED FUND INC C000018428 Class A LAFFX C000018430 Class C LAFCX C000018431 Class P LAFPX C000018432 Class I LAFYX C000054699 Class F LAAFX C000054700 Class R2 LAFQX C000054701 Class R3 LAFRX C000155435 Class R4 LAFSX C000155436 Class R5 LAFTX C000155437 Class R6 LAFVX C000184551 Class F3 LTFOX N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0000002691 XXXXXXXX 811-00005 false false false N-1A S000006806 C000054699 C000155437 C000155435 C000184551 C000018432 C000155436 C000018431 C000018428 C000054700 C000018430 C000054701 LORD ABBETT AFFILIATED FUND INC 811-00005 0000002691 549300DFRLHRH3RUMW32 90 HUDSON STREET JERSEY CITY 07302 US-NJ US 201-827-2000 State Street Bank and Trust Company 1 Congress Street Suite 1 Boston 02114 617-786-3000 Custody and Accounting Records. N N N-1A 1 Y Julie A. Hill N/A N James M. McTaggart N/A N Karla M. Rabusch N/A N Douglas B. Sieg 002261001 Y Lorin Patrick Taylor Radtke N/A N Charles O. Prince N/A N Kathleen M. Lutito N/A N Mark A. Schmid N/A N Leah Song Richardson N/A N James L.L. Tullis N/A N Evelyn E. Guernsey N/A N MARY ANN PICCIOTTO 004235357 90 HUDSON STREET JERSEY CITY 07302-3973 XXXXXX Y N N N N N Lord Abbett Distributor LLC 8-00216 000000530 0000000000 Y N Deloitte & Touche LLP 34 N/A N N N N N N N LORD ABBETT AFFILIATED FUND INC S000006806 549300DFRLHRH3RUMW32 N 11 0 0 N/A N N Y N N Citibank, National Association E57ODZWZ7FF32TWEFA76 N N Cash collateral reinvestment fee Revenue sharing split 32097208.72000000 164106.00000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Lord, Abbett & Co. LLC 801-6997 000110391 549300JN4JHMFPO31Y81 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N Y ICE Data Services, Inc. 13-3668779 Tax ID N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch) 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Intesa Sanpaolo S.p.A. 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas R0MUWSFPU8MPRO8K5P83 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N Y Lord, Abbett & Co. LLC 549300JN4JHMFPO31Y81 Y N N The Williams Capital Group, L.P. 8-46623 000035149 254900QGK3PNRGR9BD85 118351.53000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 173682.08000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 80066.94000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 62238.31000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 67405.01000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 74342.36000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 128668.92000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 97679.61000000 Loop Capital Markets LLC 8-50140 000043098 254900FPPM2WN90D4786 104161.63000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 80520.66000000 1483855.79000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 28561575826.40000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 421669167.14000000 28983244993.54000000 Y 5342134322.71538461 Uncommitted 330000000.00000000 N Committed 1600000000.00000000 N N N true true EXEMPT ORDER INFO 2 NCEN_811-00005_63332016_1023.htm ncenccocertification11-01202.htm - Generated by SEC Publisher for SEC Filing

Annual CCO Certification Pursuant to Form N-CEN Item G.1.a.v.(1)

 

In regard to the interfund lending program, I certify that the Lord Abbett Family of Funds and Lord, Abbett & Co. LLC have established procedures reasonably designed to achieve compliance with the terms and conditions of the exemptive order issued by the U.S. Securities and Exchange Commission, which are designed to achieve the following objectives:  (a) that the Interfund Loan Rate will be higher than the Repo Rate, but lower than the Bank Loan Rate; (b) compliance with the collateral requirements as set forth in the Application; (c) compliance with the percentage limitations on interfund borrowing and lending; (d) allocation of interfund borrowing and lending demand in an equitable manner and in accordance with procedures established by the Fund Board; and (e) that the interest rate on any Interfund Loan does not exceed the interest rate on any third-party borrowings of a borrowing Fund at the time of the Interfund Loan.

 

 

 

/s/ Mary Ann Picciotto

November 1, 2023

Global Chief Compliance Officer

The Lord Abbett Family of Funds


(1)             Certain capitalized terms used in this certification have the meanings given to them in the Lord Abbett Family of Funds’ and Lord, Abbett & Co. llc’s joint exemptive application filed with the U.S. Securities and Exchange Commission on June 22, 2016.

INTERNAL CONTROL RPT 3 NCEN_811-00005_77694963_1023.htm deloitten-cenletteraffiliate.htm - Generated by SEC Publisher for SEC Filing

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the shareholders and the Board of Directors of Lord Abbett Affiliated Fund, Inc.

In planning and performing our audit of the financial statements of Lord Abbett Affiliated Fund, Inc. (the "Fund") as of and for the year ended October 31, 2023, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we express no such opinion.

The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a fund's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the fund's annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of October 31, 2023.

This report is intended solely for the information and use of management and the Board of Directors of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ Deloitte & Touche LLP

New York, New York

December 21, 2023