FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/05/2023 |
3. Issuer Name and Ticker or Trading Symbol
DANA INC [ DAN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Dividend Equivalent Rights | (1) | (1) | Common Stock, par value $0.01 | 483 | (1) | D | |
Restricted Stock Units | 02/09/2024(2) | (2) | Common Stock, par value $0.01 | 1,549 | (3) | D | |
Restricted Stock Units | 02/14/2024(4) | (4) | Common Stock, par value $0.01 | 8,916 | (3) | D | |
Restricted Stock Units | 02/15/2024(5) | (5) | Common Stock, par value $0.01 | 4,408 | (3) | D |
Explanation of Responses: |
1. The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled. |
2. Restricted stock units originally granted on 2/9/21 vest in three (3) equal annual installments beginning on the first anniversary date of the grant. One-third of the restricted stock units remain unvested. |
3. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. Restricted stock units for Reporting Person will be cash settled. |
4. Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant. |
5. Restricted stock units originally granted on 2/15/2022 vest in three (3) equal annual installments beginning on the first anniversary date of the grant. Two-thirds of the restricted stock units remain unvested. |
Remarks: |
decleerpoa.txt |
/s/ Laura L. Aossey on behalf of Jeroen Decleer | 09/08/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |