0001225208-21-006248.txt : 20210401 0001225208-21-006248.hdr.sgml : 20210401 20210401211139 ACCESSION NUMBER: 0001225208-21-006248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mabus Raymond E CENTRAL INDEX KEY: 0001317996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 21800335 MAIL ADDRESS: STREET 1: C/O DANA INCORPORATED STREET 2: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA INC CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-887-3000 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: DANA HOLDING CORP DATE OF NAME CHANGE: 20080129 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2021-03-31 0000026780 DANA INC DAN 0001317996 Mabus Raymond E 3939 TECHNOLOGY DRIVE MAUMEE OH 43537 1 Restricted Stock Units 2021-03-31 4 A 0 282.0000 0.0000 A 2021-03-31 Common Stock, par value $0.01 282.0000 282.0000 D Restricted stock units granted as a result of Reporting Person's election to defer a portion of his annual retainer paid for service on issuer's Board of Directors pursuant to the Dana Incorporation 2017 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount. The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units). All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. /s/ Laura L. Aossey on behalf of Raymond E. Mabus 2021-04-01