0001225208-18-012541.txt : 20180814
0001225208-18-012541.hdr.sgml : 20180814
20180814164132
ACCESSION NUMBER: 0001225208-18-012541
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180811
FILED AS OF DATE: 20180814
DATE AS OF CHANGE: 20180814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kamsickas James Kevin
CENTRAL INDEX KEY: 0001649863
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01063
FILM NUMBER: 181018303
MAIL ADDRESS:
STREET 1: 44011 CYPRESS POINT DRIVE
CITY: NORTHVILLE
STATE: MI
ZIP: 48168
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DANA INC
CENTRAL INDEX KEY: 0000026780
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 261531856
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3939 TECHNOLOGY DRIVE
CITY: MAUMEE
STATE: OH
ZIP: 43537
BUSINESS PHONE: 419-887-3000
MAIL ADDRESS:
STREET 1: PO BOX 1000
CITY: MAUMEE
STATE: OH
ZIP: 43537
FORMER COMPANY:
FORMER CONFORMED NAME: DANA HOLDING CORP
DATE OF NAME CHANGE: 20080129
FORMER COMPANY:
FORMER CONFORMED NAME: DANA CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2018-08-11
0000026780
DANA INC
DAN
0001649863
Kamsickas James Kevin
3939 TECHNOLOGY DRIVE
MAUMEE
OH
43537
1
1
President & CEO
Common Stock, par value $0.01
2018-08-11
4
M
0
98061.0000
19.9400
A
182034.0000
D
Common Stock, par value $0.01
2018-08-11
4
M
0
87763.0000
19.9400
A
269797.0000
D
Common Stock, par value $0.01
2018-08-11
4
M
0
4331.0000
19.9400
A
274128.0000
D
Common Stock, par value $0.01
2018-08-11
4
F
0
39055.0000
19.9400
D
235073.0000
D
Common Stock, par value $0.01
2018-08-11
4
F
0
45565.0000
19.9400
D
189508.0000
D
Dividend Equivalent Rights
2018-08-11
4
M
0
4331.0000
0.0000
D
Common Stock, par value $0.01
4331.0000
8782.0000
D
Restricted Stock Units
2018-08-11
4
A
0
87763.0000
0.0000
A
2018-08-11
Common Stock, par value $0.01
87763.0000
185824.0000
D
Restricted Stock Units
2018-08-11
4
M
0
87763.0000
0.0000
D
2018-08-11
Common Stock, par value $0.01
87763.0000
98061.0000
D
Restricted Stock Units
2018-08-11
4
M
0
98061.0000
0.0000
D
2018-08-11
Common Stock, par value $0.01
98061.0000
0.0000
D
Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.
Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.
Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.
Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
As previously disclosed in 2015, these restricted stock units are immediately vested and were granted as an element of reporting person's compensation when he joined Dana.
Restricted stock units granted cliff vest three (3) years from date of grant.
/s/ Robert W. Spencer, Jr. on behalf of James K. Kamsickas
2018-08-14