0001225208-18-012541.txt : 20180814 0001225208-18-012541.hdr.sgml : 20180814 20180814164132 ACCESSION NUMBER: 0001225208-18-012541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180811 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kamsickas James Kevin CENTRAL INDEX KEY: 0001649863 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 181018303 MAIL ADDRESS: STREET 1: 44011 CYPRESS POINT DRIVE CITY: NORTHVILLE STATE: MI ZIP: 48168 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA INC CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-887-3000 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: DANA HOLDING CORP DATE OF NAME CHANGE: 20080129 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2018-08-11 0000026780 DANA INC DAN 0001649863 Kamsickas James Kevin 3939 TECHNOLOGY DRIVE MAUMEE OH 43537 1 1 President & CEO Common Stock, par value $0.01 2018-08-11 4 M 0 98061.0000 19.9400 A 182034.0000 D Common Stock, par value $0.01 2018-08-11 4 M 0 87763.0000 19.9400 A 269797.0000 D Common Stock, par value $0.01 2018-08-11 4 M 0 4331.0000 19.9400 A 274128.0000 D Common Stock, par value $0.01 2018-08-11 4 F 0 39055.0000 19.9400 D 235073.0000 D Common Stock, par value $0.01 2018-08-11 4 F 0 45565.0000 19.9400 D 189508.0000 D Dividend Equivalent Rights 2018-08-11 4 M 0 4331.0000 0.0000 D Common Stock, par value $0.01 4331.0000 8782.0000 D Restricted Stock Units 2018-08-11 4 A 0 87763.0000 0.0000 A 2018-08-11 Common Stock, par value $0.01 87763.0000 185824.0000 D Restricted Stock Units 2018-08-11 4 M 0 87763.0000 0.0000 D 2018-08-11 Common Stock, par value $0.01 87763.0000 98061.0000 D Restricted Stock Units 2018-08-11 4 M 0 98061.0000 0.0000 D 2018-08-11 Common Stock, par value $0.01 98061.0000 0.0000 D Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation. Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. As previously disclosed in 2015, these restricted stock units are immediately vested and were granted as an element of reporting person's compensation when he joined Dana. Restricted stock units granted cliff vest three (3) years from date of grant. /s/ Robert W. Spencer, Jr. on behalf of James K. Kamsickas 2018-08-14