0001225208-17-016811.txt : 20171102 0001225208-17-016811.hdr.sgml : 20171102 20171102163432 ACCESSION NUMBER: 0001225208-17-016811 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171031 FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Filcek Rodney R CENTRAL INDEX KEY: 0001438567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 171172929 MAIL ADDRESS: STREET 1: 5340 BRANDY LANE CITY: SYLVANIA STATE: OH ZIP: 43560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA INC CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-887-3000 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: DANA HOLDING CORP DATE OF NAME CHANGE: 20080129 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2017-10-31 0000026780 DANA INC DAN 0001438567 Filcek Rodney R 3939 TECHNOLOGY DRIVE MAUMEE OH 43537 1 SVP & Chief Acctg Offic Common Stock, par value $0.01 2017-10-31 4 M 0 23470.0000 10.0000 A 50251.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2500 D 50151.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2500 D 50051.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2400 D 49951.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2400 D 49851.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2350 D 49751.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2350 D 49651.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2300 D 49551.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2250 D 49451.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2250 D 49351.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2200 D 49251.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2200 D 49151.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2180 D 49051.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2175 D 48951.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.2050 D 48851.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.1980 D 48751.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.1975 D 48651.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.1950 D 48551.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.1180 D 48451.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.0950 D 48351.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.0810 D 48251.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.0750 D 48151.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.0650 D 48051.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.0510 D 47951.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.0500 D 47851.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 100.0000 30.0400 D 47751.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 192.0000 30.2250 D 47559.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 200.0000 30.2000 D 45559.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 200.0000 30.1950 D 45359.0000 D Common Stock, par value $0.01 2017-10-31 4 S 0 200.0000 30.1900 D 44959.0000 D Stock Option - Right to Buy 10.0000 2017-10-31 4 M 0 23470.0000 0.0000 D 2009-04-16 2018-04-16 Common Stock, par value $0.01 23470.0000 0.0000 D Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant. /s/ Robert W. Spencer, Jr. on behalf of Rodney R. Filcek 2017-11-02