0001225208-17-016733.txt : 20171101 0001225208-17-016733.hdr.sgml : 20171101 20171101155656 ACCESSION NUMBER: 0001225208-17-016733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171030 FILED AS OF DATE: 20171101 DATE AS OF CHANGE: 20171101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matthews Dwayne CENTRAL INDEX KEY: 0001524676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 171168861 MAIL ADDRESS: STREET 1: 1905 STONEGATE DRIVE CITY: PARIS STATE: TN ZIP: 38242 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA INC CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-887-3000 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: DANA HOLDING CORP DATE OF NAME CHANGE: 20080129 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2017-10-30 0000026780 DANA INC DAN 0001524676 Matthews Dwayne 3939 TECHNOLOGY DRIVE MAUMEE OH 43537 1 Pres - Power Technologies Grp Common Stock, par value $0.01 2017-10-30 4 M 0 33647.0000 16.1900 A 76402.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 100.0000 29.6900 D 76302.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 100.0000 29.6780 D 76202.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 100.0000 29.6350 D 76102.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 100.0000 29.6150 D 76002.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 100.0000 29.5950 D 75902.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 100.0000 29.5880 D 75802.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 100.0000 29.5750 D 75702.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 100.0000 29.5380 D 75602.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 100.0000 29.5350 D 75502.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 100.0000 29.5050 D 75402.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 200.0000 29.6800 D 75202.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 200.0000 29.6250 D 75002.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 200.0000 29.5800 D 74802.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 200.0000 29.5700 D 74602.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 200.0000 29.5450 D 74402.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 200.0000 29.5080 D 74202.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 300.0000 29.5250 D 73902.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 500.0000 29.6750 D 73402.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 500.0000 29.5200 D 72902.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 550.0000 29.6650 D 72352.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 700.0000 29.6300 D 71652.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 700.0000 29.6100 D 70952.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 753.0000 29.5300 D 70199.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 1200.0000 29.6400 D 68999.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 1305.0000 29.5500 D 67694.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 1804.0000 29.5600 D 65890.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 2031.0000 29.5400 D 63859.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 2100.0000 29.6550 D 61759.0000 D Common Stock, par value $0.01 2017-10-30 4 S 0 2900.0000 29.6450 D 58859.0000 D Stock Option - Right to Buy 16.1900 2017-10-30 4 M 0 33647.0000 0.0000 D 2014-02-25 2023-02-25 Common Stock, par value $0.01 33647.0000 0.0000 D Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant. /s/ Robert W. Spencer Jr. on behalf of Dwayne Matthews 2017-11-01