0001225208-17-005093.txt : 20170301 0001225208-17-005093.hdr.sgml : 20170301 20170301164844 ACCESSION NUMBER: 0001225208-17-005093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150227 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA INC CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-887-3000 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: DANA HOLDING CORP DATE OF NAME CHANGE: 20080129 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Constand George T CENTRAL INDEX KEY: 0001453280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 17654912 MAIL ADDRESS: STREET 1: 3588 HERON RIDGE CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 4 1 doc4.xml X0306 4 2015-02-27 0000026780 DANA INC DAN 0001453280 Constand George T 3939 TECHNOLOGY DRIVE MAUMEE OH 43537 1 Chief Technical & Quality Offi Common Stock, par value $0.01 2015-02-27 4 S 0 400.0000 19.0750 D 30165.0000 D Common Stock, par value $0.01 2015-02-27 4 S 0 600.0000 18.9750 D 29565.0000 D Common Stock, par value $0.01 2017-02-27 4 M 0 29362.0000 16.1900 A 79015.0000 D Common Stock, par value $0.01 2017-02-27 4 M 0 23178.0000 15.9600 A 102193.0000 D Common Stock, par value $0.01 2017-02-27 4 M 0 16668.0000 0.5100 A 118861.0000 D Common Stock, par value $0.01 2017-02-27 4 M 0 16399.0000 17.8000 A 135260.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 100.0000 19.2280 D 135160.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 100.0000 19.2200 D 135060.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 100.0000 19.2050 D 134960.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 100.0000 19.2050 D 134860.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 100.0000 19.1710 D 134760.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 100.0000 19.1510 D 134660.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 100.0000 19.1110 D 134560.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 100.0000 19.1000 D 134460.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 100.0000 19.0780 D 134360.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 100.0000 18.9850 D 134260.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 100.0000 18.9810 D 134160.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 200.0000 19.2500 D 133960.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 200.0000 19.0210 D 133760.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 200.0000 18.9710 D 133560.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 300.0000 19.1300 D 133260.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 307.0000 19.0010 D 132953.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 400.0000 19.2100 D 132553.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 400.0000 19.1750 D 132153.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 400.0000 19.1150 D 131753.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 400.0000 19.0850 D 131353.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 400.0000 19.0310 D 130953.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 500.0000 19.1950 D 130453.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 500.0000 19.1900 D 129953.0000 D Common Stock, par value $0.01 2017-02-27 4 S 0 500.0000 19.1800 D 129453.0000 D Stock Option - Right to Buy 15.9600 2017-02-27 4 M 0 23178.0000 0.0000 D 2013-02-21 2022-02-21 Common Stock, par value $0.01 23178.0000 0.0000 D Stock Option - Right to Buy 17.8000 2017-02-27 4 M 0 16399.0000 0.0000 D 2012-02-23 2021-02-23 Common Stock, par value $0.01 16399.0000 0.0000 D Stock Option - Right to Buy 16.1900 2017-02-27 4 M 0 29362.0000 0.0000 D 2014-02-25 2023-02-25 Common Stock, par value $0.01 29362.0000 0.0000 D Stock Option - Right to Buy 0.5100 2017-02-27 4 M 0 16668.0000 0.0000 D 2010-03-18 2019-03-18 Common Stock, par value $0.01 16668.0000 0.0000 D Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant. /s/ Robert W. Spencer, Jr. on behalf of George T. Constand 2017-03-01