0001225208-17-005000.txt : 20170228
0001225208-17-005000.hdr.sgml : 20170228
20170228193318
ACCESSION NUMBER: 0001225208-17-005000
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170224
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DANA INC
CENTRAL INDEX KEY: 0000026780
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 261531856
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3939 TECHNOLOGY DRIVE
CITY: MAUMEE
STATE: OH
ZIP: 43537
BUSINESS PHONE: 419-887-3000
MAIL ADDRESS:
STREET 1: PO BOX 1000
CITY: MAUMEE
STATE: OH
ZIP: 43537
FORMER COMPANY:
FORMER CONFORMED NAME: DANA HOLDING CORP
DATE OF NAME CHANGE: 20080129
FORMER COMPANY:
FORMER CONFORMED NAME: DANA CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Filcek Rodney R
CENTRAL INDEX KEY: 0001438567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01063
FILM NUMBER: 17650742
MAIL ADDRESS:
STREET 1: 5340 BRANDY LANE
CITY: SYLVANIA
STATE: OH
ZIP: 43560
4
1
doc4.xml
X0306
4
2017-02-24
0000026780
DANA INC
DAN
0001438567
Filcek Rodney R
3939 TECHNOLOGY DRIVE
MAUMEE
OH
43537
1
SVP & Chief Acctg Offic
Common Stock, par value $0.01
2017-02-24
4
M
0
11869.0000
0.0000
A
36163.0000
D
Common Stock, par value $0.01
2017-02-24
4
M
0
206.0000
0.0000
A
36369.0000
D
Common Stock, par value $0.01
2017-02-24
4
F
0
3943.0000
19.0100
D
32426.0000
D
Common Stock, par value $0.01
2017-02-25
4
M
0
5869.0000
0.0000
A
38295.0000
D
Common Stock, par value $0.01
2017-02-25
4
M
0
231.0000
0.0000
A
38526.0000
D
Common Stock, par value $0.01
2017-02-25
4
F
0
1745.0000
19.0100
D
36781.0000
D
Dividend Equivalent Rights
2017-02-24
4
M
0
206.0000
0.0000
D
Common Stock, par value $0.01
206.0000
529.0000
D
Restricted Stock Units
2017-02-24
4
M
0
11869.0000
0.0000
D
Common Stock, par value $0.01
11869.0000
15659.0000
D
Dividend Equivalent Rights
2017-02-25
4
M
0
231.0000
0.0000
D
Common Stock, par value $0.01
231.0000
298.0000
D
Restricted Stock Units
2017-02-25
4
M
0
5869.0000
0.0000
D
2017-02-25
Common Stock, par value $0.01
5869.0000
0.0000
D
Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.
Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.
Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
Restricted stock units granted vest in full on the first anniversary date of the grant.
Restricted stock units granted cliff vest three (3) years from date of grant.
/s/ Robert W. Spencer, Jr. on behalf of Rodney R. Filcek
2017-02-28