0001225208-17-004999.txt : 20170228
0001225208-17-004999.hdr.sgml : 20170228
20170228193317
ACCESSION NUMBER: 0001225208-17-004999
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161202
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DANA INC
CENTRAL INDEX KEY: 0000026780
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 261531856
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3939 TECHNOLOGY DRIVE
CITY: MAUMEE
STATE: OH
ZIP: 43537
BUSINESS PHONE: 419-887-3000
MAIL ADDRESS:
STREET 1: PO BOX 1000
CITY: MAUMEE
STATE: OH
ZIP: 43537
FORMER COMPANY:
FORMER CONFORMED NAME: DANA HOLDING CORP
DATE OF NAME CHANGE: 20080129
FORMER COMPANY:
FORMER CONFORMED NAME: DANA CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levin Marc S
CENTRAL INDEX KEY: 0001438534
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01063
FILM NUMBER: 17650741
MAIL ADDRESS:
STREET 1: 3619 BROOKSIDE ROAD
CITY: TOLEDO
STATE: OH
ZIP: 43615
4
1
doc4.xml
X0306
4
2016-12-02
0000026780
DANA INC
DAN
0001438534
Levin Marc S
3939 TECHNOLOGY DRIVE
MAUMEE
OH
43537
1
SVP, General Counsel & Secty
Common Stock, par value $0.01
2016-12-02
4
M
0
298.0000
0.0000
A
66668.0000
D
Common Stock, par value $0.01
2016-12-02
4
F
0
298.0000
17.2400
D
66370.0000
D
Common Stock, par value $0.01
2017-02-25
4
M
0
21215.0000
0.0000
A
48460.0000
D
Common Stock, par value $0.01
2017-02-25
4
M
0
842.0000
0.0000
A
49302.0000
D
Common Stock, par value $0.01
2017-02-25
4
F
0
6401.0000
19.0100
D
42901.0000
D
Restricted Stock Units
2016-12-02
4
M
0
298.0000
0.0000
D
2017-02-25
Common Stock, par value $0.01
298.0000
21215.0000
D
Dividend Equivalent Rights
2017-02-25
4
M
0
842.0000
0.0000
D
Common Stock, par value $0.01
842.0000
926.0000
D
Restricted Stock Units
2017-02-25
4
M
0
21215.0000
0.0000
D
2017-02-25
Common Stock, par value $0.01
21215.0000
0.0000
D
Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.
Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
Restricted stock units surrendered in fulfillment of reporting person's tax obligations related to previously granted restricted stock units.
Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.
Restricted stock units granted cliff vest three (3) years from date of grant.
/s/ Robert W. Spencer, Jr. on behalf of Marc S. Levin
2017-02-28