0001225208-17-004273.txt : 20170223 0001225208-17-004273.hdr.sgml : 20170223 20170223153051 ACCESSION NUMBER: 0001225208-17-004273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170221 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA INC CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-887-3000 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: DANA HOLDING CORP DATE OF NAME CHANGE: 20080129 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Mark E CENTRAL INDEX KEY: 0001452445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 17632224 MAIL ADDRESS: STREET 1: 202 WALNUT BLVD SUITE 5 CITY: ROCHESTER STATE: MI ZIP: 48307 4 1 doc4.xml X0306 4 2017-02-21 0000026780 DANA INC DAN 0001452445 Wallace Mark E 3939 TECHNOLOGY DRIVE MAUMEE OH 43537 1 EVP & Pres Comm Veh Drive Tech Common Stock, par value $0.01 2017-02-21 4 M 0 37972.0000 16.1900 A 190817.0000 D Common Stock, par value $0.01 2017-02-21 4 M 0 16012.0000 15.9600 A 206829.0000 D Common Stock, par value $0.01 2017-02-21 4 S 0 700.0000 19.5230 D 206129.0000 D Common Stock, par value $0.01 2017-02-21 4 S 0 7200.0000 19.5000 D 198929.0000 D Common Stock, par value $0.01 2017-02-21 4 S 0 16012.0000 19.5000 D 182917.0000 D Common Stock, par value $0.01 2017-02-21 4 S 0 30072.0000 19.5100 D 152845.0000 D Common Stock, par value $0.01 2017-02-22 4 S 0 20000.0000 19.7500 D 132845.0000 D Common Stock, par value $0.01 2017-02-23 4 S 0 600.0000 19.7800 D 132245.0000 D Common Stock, par value $0.01 2017-02-23 4 S 0 9400.0000 19.7850 D 122845.0000 D Stock Option - Right to Buy 15.9600 2017-02-21 4 M 0 16012.0000 0.0000 D 2013-02-21 2022-02-21 Common Stock, par value $0.01 16012.0000 0.0000 D Stock Option - Right to Buy 16.1900 2017-02-21 4 M 0 37972.0000 0.0000 D 2014-02-25 2023-02-25 Common Stock, par value $0.01 37972.0000 0.0000 D Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant. /s/ Robert W. Spencer, Jr. on behalf of Mark E. Wallace 2017-02-23