0001225208-17-003693.txt : 20170217 0001225208-17-003693.hdr.sgml : 20170217 20170217132416 ACCESSION NUMBER: 0001225208-17-003693 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160225 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA INC CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-887-3000 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: DANA HOLDING CORP DATE OF NAME CHANGE: 20080129 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pyle Robert D CENTRAL INDEX KEY: 0001596342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 17620686 MAIL ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 4 1 doc4.xml X0306 4 2016-02-25 0000026780 DANA INC DAN 0001596342 Pyle Robert D 3939 TECHNOLOGY DRIVE MAUMEE OH 43537 1 Pres, Light Vehicle Driveline Common Stock, par value $0.01 2016-02-25 4 M 0 9651.0000 0.0000 A 9651.0000 D Common Stock, par value $0.01 2016-02-25 4 M 0 312.0000 0.0000 A 9963.0000 D Common Stock, par value $0.01 2016-02-25 4 D 0 9963.0000 12.0500 D 0.0000 D Dividend Equivalent Rights 2016-02-25 4 M 0 312.0000 0.0000 D Common Stock, par value $0.01 312.0000 635.0000 D Restricted Stock Units 16.1900 2016-02-25 4 M 0 9651.0000 0.0000 D 2016-02-25 Common Stock, par value $0.01 9651.0000 0.0000 D Restricted Stock Units 2017-02-15 4 A 0 24667.0000 0.0000 A 2020-02-15 Common Stock, par value $0.01 24667.0000 24667.0000 D The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. Restricted stock units for Reporting Person were cash settled. Restricted stock units granted cliff vest three (3) years from date of grant. Restricted stock units for reporting person were cash settled. Restricted stock units granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. Restricted stock units cliff vest three (3) years from the date of grant. Reporting person may elect to surrender a portion of their unvested grant to fulfill any tax obligation related to such grant. /s/ Robert W. Spencer, Jr. on behalf of Robert D. Pyle 2017-02-17