0001225208-17-003692.txt : 20170217
0001225208-17-003692.hdr.sgml : 20170217
20170217132412
ACCESSION NUMBER: 0001225208-17-003692
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161202
FILED AS OF DATE: 20170217
DATE AS OF CHANGE: 20170217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DANA INC
CENTRAL INDEX KEY: 0000026780
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 261531856
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3939 TECHNOLOGY DRIVE
CITY: MAUMEE
STATE: OH
ZIP: 43537
BUSINESS PHONE: 419-887-3000
MAIL ADDRESS:
STREET 1: PO BOX 1000
CITY: MAUMEE
STATE: OH
ZIP: 43537
FORMER COMPANY:
FORMER CONFORMED NAME: DANA HOLDING CORP
DATE OF NAME CHANGE: 20080129
FORMER COMPANY:
FORMER CONFORMED NAME: DANA CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Filcek Rodney R
CENTRAL INDEX KEY: 0001438567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01063
FILM NUMBER: 17620685
MAIL ADDRESS:
STREET 1: 5340 BRANDY LANE
CITY: SYLVANIA
STATE: OH
ZIP: 43560
4
1
doc4.xml
X0306
4
2016-12-02
0000026780
DANA INC
DAN
0001438567
Filcek Rodney R
3939 TECHNOLOGY DRIVE
MAUMEE
OH
43537
1
SVP & Chief Acctg Offic
Common Stock, par value $0.01
2016-12-02
4
M
0
308.0000
0.0000
A
24602.0000
D
Common Stock, par value $0.01
2016-12-02
4
M
0
83.0000
0.0000
A
24685.0000
D
Common Stock, par value $0.01
2016-12-02
4
F
0
83.0000
17.2400
D
24602.0000
D
Common Stock, par value $0.01
2016-12-02
4
F
0
308.0000
17.2400
D
24294.0000
D
Restricted Stock Units
2016-12-02
4
M
0
308.0000
0.0000
D
Common Stock, par value $0.01
308.0000
27528.0000
D
Restricted Stock Units
2016-12-02
4
M
0
83.0000
0.0000
D
2017-02-25
Common Stock, par value $0.01
83.0000
5869.0000
D
Restricted Stock Units
2017-02-15
4
A
0
7039.0000
0.0000
A
2020-02-15
Common Stock, par value $0.01
7039.0000
7039.0000
D
Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.
Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
Restricted stock units surrendered in fulfillment of reporting person's tax obligations related to previously granted restricted stock units.
Restricted stock units granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan.
Restricted stock units cliff vest three (3) years from the date of grant. Reporting person may elect to surrender a portion of their unvested grant to fulfill any tax obligation related to such grant.
/s/ Robert W. Spencer, Jr. on behalf of Rodney R. Filcek
2017-02-17