0001225208-17-003692.txt : 20170217 0001225208-17-003692.hdr.sgml : 20170217 20170217132412 ACCESSION NUMBER: 0001225208-17-003692 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161202 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA INC CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-887-3000 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: DANA HOLDING CORP DATE OF NAME CHANGE: 20080129 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Filcek Rodney R CENTRAL INDEX KEY: 0001438567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 17620685 MAIL ADDRESS: STREET 1: 5340 BRANDY LANE CITY: SYLVANIA STATE: OH ZIP: 43560 4 1 doc4.xml X0306 4 2016-12-02 0000026780 DANA INC DAN 0001438567 Filcek Rodney R 3939 TECHNOLOGY DRIVE MAUMEE OH 43537 1 SVP & Chief Acctg Offic Common Stock, par value $0.01 2016-12-02 4 M 0 308.0000 0.0000 A 24602.0000 D Common Stock, par value $0.01 2016-12-02 4 M 0 83.0000 0.0000 A 24685.0000 D Common Stock, par value $0.01 2016-12-02 4 F 0 83.0000 17.2400 D 24602.0000 D Common Stock, par value $0.01 2016-12-02 4 F 0 308.0000 17.2400 D 24294.0000 D Restricted Stock Units 2016-12-02 4 M 0 308.0000 0.0000 D Common Stock, par value $0.01 308.0000 27528.0000 D Restricted Stock Units 2016-12-02 4 M 0 83.0000 0.0000 D 2017-02-25 Common Stock, par value $0.01 83.0000 5869.0000 D Restricted Stock Units 2017-02-15 4 A 0 7039.0000 0.0000 A 2020-02-15 Common Stock, par value $0.01 7039.0000 7039.0000 D Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. Restricted stock units surrendered in fulfillment of reporting person's tax obligations related to previously granted restricted stock units. Restricted stock units granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan. Restricted stock units cliff vest three (3) years from the date of grant. Reporting person may elect to surrender a portion of their unvested grant to fulfill any tax obligation related to such grant. /s/ Robert W. Spencer, Jr. on behalf of Rodney R. Filcek 2017-02-17