0001225208-13-019336.txt : 20130909 0001225208-13-019336.hdr.sgml : 20130909 20130909141608 ACCESSION NUMBER: 0001225208-13-019336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130905 FILED AS OF DATE: 20130909 DATE AS OF CHANGE: 20130909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA HOLDING CORP CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-887-3000 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Constand George T CENTRAL INDEX KEY: 0001453280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 131085166 MAIL ADDRESS: STREET 1: 3588 HERON RIDGE CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 4 1 doc4.xml X0306 4 2013-09-05 0000026780 DANA HOLDING CORP DAN 0001453280 Constand George T 3939 TECHNOLOGY DRIVE MAUMEE OH 43537 1 Chief Technical & Quality Offi Common Stock, par value $0.01 2013-09-05 4 M 0 22190.0000 0.0000 A 37965.0000 D Common Stock, par value $0.01 2013-09-05 4 M 0 16666.0000 0.0000 A 54631.0000 D Common Stock, par value $0.01 2013-09-05 4 M 0 16541.0000 0.0000 A 71172.0000 D Common Stock, par value $0.01 2013-09-05 4 S 0 100.0000 21.8300 D 71072.0000 D Common Stock, par value $0.01 2013-09-05 4 S 0 437.0000 21.9100 D 70635.0000 D Common Stock, par value $0.01 2013-09-05 4 S 0 700.0000 21.8400 D 69935.0000 D Common Stock, par value $0.01 2013-09-05 4 S 0 3400.0000 21.8600 D 66535.0000 D Common Stock, par value $0.01 2013-09-05 4 S 0 4800.0000 21.8500 D 61735.0000 D Common Stock, par value $0.01 2013-09-05 4 S 0 5200.0000 21.8700 D 56535.0000 D Common Stock, par value $0.01 2013-09-05 4 S 0 11100.0000 21.8800 D 45435.0000 D Common Stock, par value $0.01 2013-09-05 4 S 0 14106.0000 21.9000 D 31329.0000 D Common Stock, par value $0.01 2013-09-05 4 S 0 15554.0000 21.8900 D 15775.0000 D Stock Option - Right to Buy 11.2700 2013-09-05 4 M 0 22190.0000 0.0000 D 2011-03-02 2020-03-02 Common Stock, par value $0.01 22190.0000 0.0000 D Stock Option - Right to Buy 0.5100 2013-09-05 4 M 0 16666.0000 0.0000 D 2010-03-18 2019-03-18 Common Stock, par value $0.01 16666.0000 16668.0000 D Stock Option - Right to Buy 10.0000 2013-09-05 4 M 0 16541.0000 0.0000 D 2009-04-16 2018-04-16 Common Stock, par value $0.01 16541.0000 0.0000 D Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant. /s/ Robert W. Spencer, Jr. on behalf of George T. Constand 2013-09-09