0001225208-12-021934.txt : 20121029 0001225208-12-021934.hdr.sgml : 20121029 20121029155957 ACCESSION NUMBER: 0001225208-12-021934 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121025 FILED AS OF DATE: 20121029 DATE AS OF CHANGE: 20121029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwarzwaelder Steven CENTRAL INDEX KEY: 0001529253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 121166977 MAIL ADDRESS: STREET 1: 867 PERSIMMON ROAD CITY: SEWICKLEY STATE: PA ZIP: 15143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA HOLDING CORP CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-887-3000 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2012-10-25 0000026780 DANA HOLDING CORP DAN 0001529253 Schwarzwaelder Steven 3939 TECHNOLOGY DRIVE MAUMEE OH 43537 1 Common Stock, par value $0.01 2012-10-25 4 M 0 2433.0000 0.0000 A 2433.0000 D Common Stock, par value $0.01 2012-10-25 4 M 0 26.0000 0.0000 A 2459.0000 D Dividend Equivalent Rights 2012-10-25 4 M 0 26.0000 0.0000 D Common Stock, par value $0.01 26.0000 68.0000 D Restricted Stock Units 2012-10-25 4 M 0 2433.0000 0.0000 D 2012-10-25 Common Stock, par value $0.01 2433.0000 0.0000 D Vesting of restricted stock units previously reported and granted to the Reporting Person. Dividend equivalent rights accrued on previously granted restricted stock units that have vested. Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on Dana common stock and were exercisable proportionately with the restricted stock units to which they related. Each dividend equivalent right is an economic equivalent of one share of Dana common stock. Restricted stock units granted pursuant to the Dana Holding Corporation 2008 Omnibus Incentive Plan. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. Restricted stock units granted vest in full on the first anniversary date of the grant. /s/ Robert W. Spencer, Jr. on behalf of Steven Schwarzwaelder 2012-10-29