0001181431-13-043094.txt : 20130806 0001181431-13-043094.hdr.sgml : 20130806 20130806182238 ACCESSION NUMBER: 0001181431-13-043094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130802 FILED AS OF DATE: 20130806 DATE AS OF CHANGE: 20130806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA HOLDING CORP CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-887-3000 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aronson Jeffrey CENTRAL INDEX KEY: 0001425800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 131014676 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Centerbridge Associates, L.P. CENTRAL INDEX KEY: 0001425711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 131014679 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126724671 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Centerbridge Capital Partners B Co-Investment, L.P. CENTRAL INDEX KEY: 0001426268 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 131014680 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-672-5000 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Centerbridge Capital Partners SBS, L.P. CENTRAL INDEX KEY: 0001426269 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 131014681 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-672-5000 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CENTERBRIDGE CAPITAL PARTNERS STRATEGIC L P CENTRAL INDEX KEY: 0001422612 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 131014682 BUSINESS ADDRESS: STREET 1: 375 Park Avenue STREET 2: 12th Floor CITY: New York STATE: NY ZIP: 10152 MAIL ADDRESS: STREET 1: 375 Park Avenue STREET 2: 12th Floor CITY: New York STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CENTERBRIDGE CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001365890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 131014683 BUSINESS ADDRESS: STREET 1: 31 WEST 52ND ST 16TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-301-6501 MAIL ADDRESS: STREET 1: 31 WEST 52ND ST 16TH FL CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Centerbridge GP Investors, LLC CENTRAL INDEX KEY: 0001425709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 131014678 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126724671 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gallogly Mark T CENTRAL INDEX KEY: 0001426126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 131014677 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 4 1 rrd387515.xml FORM 4 X0306 4 2013-08-02 1 0000026780 DANA HOLDING CORP DAN 0001365890 CENTERBRIDGE CAPITAL PARTNERS L P 375 PARK AVENUE, 12TH FLOOR NEW YORK NY 10152 1 0 1 0 0001422612 CENTERBRIDGE CAPITAL PARTNERS STRATEGIC L P 375 PARK AVENUE 12TH FLOOR NEW YORK NY 10152 1 0 0 0 0001426269 Centerbridge Capital Partners SBS, L.P. 375 PARK AVENUE 12TH FLOOR NEW YORK NY 10152 1 0 0 0 0001426268 Centerbridge Capital Partners B Co-Investment, L.P. 375 PARK AVENUE 12TH FLOOR NEW YORK NY 10152 1 0 0 0 0001425711 Centerbridge Associates, L.P. 375 PARK AVENUE 12TH FLOOR NEW YORK NY 10152 0 0 1 0 0001425709 Centerbridge GP Investors, LLC 375 PARK AVENUE 12TH FLOOR NEW YORK NY 10152 0 0 1 0 0001426126 Gallogly Mark T C/O CENTERBRIDGE CAPITAL PARTNERS, L.P. 375 PARK AVENUE, 12TH FLOOR NEW YORK NY 10152 1 0 1 0 0001425800 Aronson Jeffrey C/O CENTERBRIDGE CAPITAL PARTNERS, L.P. 375 PARK AVENUE, 12TH FLOOR NEW YORK NY 10152 0 0 1 0 Series A Convertible Preferred Stock 2013-08-02 4 S 0 2360631 D 2008-07-31 Common Stock 0 I See footnotes Series A Convertible Preferred Stock 2013-08-02 4 S 0 83810 D 2008-07-31 Common Stock 0 I See footnotes Series A Convertible Preferred Stock 2013-08-02 4 S 0 50559 D 2008-07-31 Common Stock 0 I See footnotes Series A Convertible Preferred Stock 2013-08-02 4 S 0 5000 D 2008-07-31 Common Stock 0 I See footnotes The shares of common stock issuable upon conversion of 4.0% Series A Convertible Preferred Stock ("Series A Preferred Stock") is obtained by dividing the aggregate liquidation preference of such shares ($100 per share) by the then-effective conversion price ($11.93 at the date of this filing), subject to certain adjustments contained in the Issuer's Certificate of Designation of 4.0% Series A Convertible Preferred Stock and 4.0% Series B Convertible Preferred Stock. No expiration date. An aggregate of 2,500,000 shares of Series A Preferred Stock was repurchased by the Issuer for an aggregate purchase price of approximately $471.5 million, plus accrued and unpaid dividends through the closing date, August 2, 2013. These shares of Series A Preferred Stock were held by Centerbridge Capital Partners, L.P. These shares of Series A Preferred Stock were held by Centerbridge Capital Partners Strategic, L.P. These shares of Series A Preferred Stock were held by Centerbridge Capital Partners SBS, L.P. These shares of Series A Preferred Stock were held by Centerbridge Capital Partners B Co-Investment, L.P. Centerbridge Associates, L.P. is the general partner of Centerbridge Capital Partners, L.P., Centerbridge Capital Partners Strategic, L.P., Centerbridge Capital Partners SBS, L.P. and Centerbridge Capital Partners B Co-Investment, L.P. Centerbridge GP Investors, LLC is the general partner of Centerbridge Associates, L.P. Messrs. Gallogly and Aronson are each a managing member of Centerbridge GP Investors, LLC. Each of such Centerbridge entities and Messrs. (Continued in Footnote 9) Gallogly and Aronson may be deemed to beneficially own the shares of Series A Preferred Stock beneficially owned by the Centerbridge entities directly or indirectly controlled by it or them, but each disclaims beneficial ownership of all such shares of Series A Preferred Stock (other than the Centerbridge entities to the extent of their direct holdings) and this Form 4 shall not be construed as an admission that any of them (other than the Centerbridge entities to the extent of their direct holdings) is, for any or all purposes, the beneficial owner of the securities covered by this Form 4. CENTERBRIDGE CAPITAL PARTNERS, L.P.: By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Jeffrey A. Gelfand, Name: Jeffrey A. Gelfand, Title: Authorized Person 2013-08-06 CENTERBRIDGE CAPITAL PARTNERS STRATEGIC, L.P., By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Jeffrey A. Gelfand, Name: Jeffrey A. Gelfand, Title: Authorized Person 2013-08-06 CENTERBRIDGE CAPITAL PARTNERS SBS, L.P., By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Jeffrey A. Gelfand, Name: Jeffrey A. Gelfand, Title: Authorized Person 2013-08-06 CENTERBRIDGE CAPITAL PARTNERS B CO-INVESTMENT, L.P., By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Jeffrey A. Gelfand, Name: Jeffrey A. Gelfand, Title: Authorized Person 2013-08-06 CENTERBRIDGE ASSOCIATES, L.P., By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Jeffrey A. Gelfand, Name: Jeffrey A. Gelfand, Title: Authorized Person 2013-08-06 CENTERBRIDGE GP INVESTORS, LLC, By: /s/ Jeffrey A. Gelfand, Name: Jeffrey A. Gelfand, Title: Authorized Person 2013-08-06 /s/ Mark T. Gallogly 2013-08-06 /s/ Jeffrey Aronson 2013-08-06