0001181431-13-043094.txt : 20130806
0001181431-13-043094.hdr.sgml : 20130806
20130806182238
ACCESSION NUMBER: 0001181431-13-043094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130802
FILED AS OF DATE: 20130806
DATE AS OF CHANGE: 20130806
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DANA HOLDING CORP
CENTRAL INDEX KEY: 0000026780
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 261531856
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3939 TECHNOLOGY DRIVE
CITY: MAUMEE
STATE: OH
ZIP: 43537
BUSINESS PHONE: 419-887-3000
MAIL ADDRESS:
STREET 1: PO BOX 1000
CITY: MAUMEE
STATE: OH
ZIP: 43537
FORMER COMPANY:
FORMER CONFORMED NAME: DANA CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aronson Jeffrey
CENTRAL INDEX KEY: 0001425800
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01063
FILM NUMBER: 131014676
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Centerbridge Associates, L.P.
CENTRAL INDEX KEY: 0001425711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01063
FILM NUMBER: 131014679
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2126724671
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Centerbridge Capital Partners B Co-Investment, L.P.
CENTRAL INDEX KEY: 0001426268
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01063
FILM NUMBER: 131014680
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
BUSINESS PHONE: 212-672-5000
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Centerbridge Capital Partners SBS, L.P.
CENTRAL INDEX KEY: 0001426269
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01063
FILM NUMBER: 131014681
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
BUSINESS PHONE: 212-672-5000
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CENTERBRIDGE CAPITAL PARTNERS STRATEGIC L P
CENTRAL INDEX KEY: 0001422612
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01063
FILM NUMBER: 131014682
BUSINESS ADDRESS:
STREET 1: 375 Park Avenue
STREET 2: 12th Floor
CITY: New York
STATE: NY
ZIP: 10152
MAIL ADDRESS:
STREET 1: 375 Park Avenue
STREET 2: 12th Floor
CITY: New York
STATE: NY
ZIP: 10152
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CENTERBRIDGE CAPITAL PARTNERS L P
CENTRAL INDEX KEY: 0001365890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01063
FILM NUMBER: 131014683
BUSINESS ADDRESS:
STREET 1: 31 WEST 52ND ST 16TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-301-6501
MAIL ADDRESS:
STREET 1: 31 WEST 52ND ST 16TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Centerbridge GP Investors, LLC
CENTRAL INDEX KEY: 0001425709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01063
FILM NUMBER: 131014678
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2126724671
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gallogly Mark T
CENTRAL INDEX KEY: 0001426126
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01063
FILM NUMBER: 131014677
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
4
1
rrd387515.xml
FORM 4
X0306
4
2013-08-02
1
0000026780
DANA HOLDING CORP
DAN
0001365890
CENTERBRIDGE CAPITAL PARTNERS L P
375 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10152
1
0
1
0
0001422612
CENTERBRIDGE CAPITAL PARTNERS STRATEGIC L P
375 PARK AVENUE
12TH FLOOR
NEW YORK
NY
10152
1
0
0
0
0001426269
Centerbridge Capital Partners SBS, L.P.
375 PARK AVENUE
12TH FLOOR
NEW YORK
NY
10152
1
0
0
0
0001426268
Centerbridge Capital Partners B Co-Investment, L.P.
375 PARK AVENUE
12TH FLOOR
NEW YORK
NY
10152
1
0
0
0
0001425711
Centerbridge Associates, L.P.
375 PARK AVENUE
12TH FLOOR
NEW YORK
NY
10152
0
0
1
0
0001425709
Centerbridge GP Investors, LLC
375 PARK AVENUE
12TH FLOOR
NEW YORK
NY
10152
0
0
1
0
0001426126
Gallogly Mark T
C/O CENTERBRIDGE CAPITAL PARTNERS, L.P.
375 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10152
1
0
1
0
0001425800
Aronson Jeffrey
C/O CENTERBRIDGE CAPITAL PARTNERS, L.P.
375 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10152
0
0
1
0
Series A Convertible Preferred Stock
2013-08-02
4
S
0
2360631
D
2008-07-31
Common Stock
0
I
See footnotes
Series A Convertible Preferred Stock
2013-08-02
4
S
0
83810
D
2008-07-31
Common Stock
0
I
See footnotes
Series A Convertible Preferred Stock
2013-08-02
4
S
0
50559
D
2008-07-31
Common Stock
0
I
See footnotes
Series A Convertible Preferred Stock
2013-08-02
4
S
0
5000
D
2008-07-31
Common Stock
0
I
See footnotes
The shares of common stock issuable upon conversion of 4.0% Series A Convertible Preferred Stock ("Series A Preferred Stock") is obtained by dividing the aggregate liquidation preference of such shares ($100 per share) by the then-effective conversion price ($11.93 at the date of this filing), subject to certain adjustments contained in the Issuer's Certificate of Designation of 4.0% Series A Convertible Preferred Stock and 4.0% Series B Convertible Preferred Stock.
No expiration date.
An aggregate of 2,500,000 shares of Series A Preferred Stock was repurchased by the Issuer for an aggregate purchase price of approximately $471.5 million, plus accrued and unpaid dividends through the closing date, August 2, 2013.
These shares of Series A Preferred Stock were held by Centerbridge Capital Partners, L.P.
These shares of Series A Preferred Stock were held by Centerbridge Capital Partners Strategic, L.P.
These shares of Series A Preferred Stock were held by Centerbridge Capital Partners SBS, L.P.
These shares of Series A Preferred Stock were held by Centerbridge Capital Partners B Co-Investment, L.P.
Centerbridge Associates, L.P. is the general partner of Centerbridge Capital Partners, L.P., Centerbridge Capital Partners Strategic, L.P., Centerbridge Capital Partners SBS, L.P. and Centerbridge Capital Partners B Co-Investment, L.P. Centerbridge GP Investors, LLC is the general partner of Centerbridge Associates, L.P. Messrs. Gallogly and Aronson are each a managing member of Centerbridge GP Investors, LLC. Each of such Centerbridge entities and Messrs. (Continued in Footnote 9)
Gallogly and Aronson may be deemed to beneficially own the shares of Series A Preferred Stock beneficially owned by the Centerbridge entities directly or indirectly controlled by it or them, but each disclaims beneficial ownership of all such shares of Series A Preferred Stock (other than the Centerbridge entities to the extent of their direct holdings) and this Form 4 shall not be construed as an admission that any of them (other than the Centerbridge entities to the extent of their direct holdings) is, for any or all purposes, the beneficial owner of the securities covered by this Form 4.
CENTERBRIDGE CAPITAL PARTNERS, L.P.: By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Jeffrey A. Gelfand, Name: Jeffrey A. Gelfand, Title: Authorized Person
2013-08-06
CENTERBRIDGE CAPITAL PARTNERS STRATEGIC, L.P., By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Jeffrey A. Gelfand, Name: Jeffrey A. Gelfand, Title: Authorized Person
2013-08-06
CENTERBRIDGE CAPITAL PARTNERS SBS, L.P., By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Jeffrey A. Gelfand, Name: Jeffrey A. Gelfand, Title: Authorized Person
2013-08-06
CENTERBRIDGE CAPITAL PARTNERS B CO-INVESTMENT, L.P., By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Jeffrey A. Gelfand, Name: Jeffrey A. Gelfand, Title: Authorized Person
2013-08-06
CENTERBRIDGE ASSOCIATES, L.P., By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Jeffrey A. Gelfand, Name: Jeffrey A. Gelfand, Title: Authorized Person
2013-08-06
CENTERBRIDGE GP INVESTORS, LLC, By: /s/ Jeffrey A. Gelfand, Name: Jeffrey A. Gelfand, Title: Authorized Person
2013-08-06
/s/ Mark T. Gallogly
2013-08-06
/s/ Jeffrey Aronson
2013-08-06