-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PyGRA/npemD05asU+yb+qPHSkXrKNv+liQpZL3vbd0Ib2MzisR8Jk3T61sJ1XU3p V04VmninCbWCLUMATu8Izw== 0000899140-08-000290.txt : 20080201 0000899140-08-000290.hdr.sgml : 20080201 20080201093956 ACCESSION NUMBER: 0000899140-08-000290 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080131 FILED AS OF DATE: 20080201 DATE AS OF CHANGE: 20080201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA HOLDING CORP CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 DORR ST CITY: TOLEDO STATE: OH ZIP: 43615 BUSINESS PHONE: 419-535-4500 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: TOLEDO STATE: OH ZIP: 43697 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Centerbridge GP Investors, LLC CENTRAL INDEX KEY: 0001425709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 08566258 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126724671 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 3 1 centergp_dana3-013108ex.xml X0202 3 2008-01-31 0 0000026780 DANA HOLDING CORP DAN 0001425709 Centerbridge GP Investors, LLC 375 PARK AVENUE, 12TH FLOOR NEW YORK NY 10152 0 0 1 0 Common Stock, par value $0.01 per share 0 I See Footnote Series A Convertible Preferred Stock 2008-07-31 Common Stock 0 I See Footnote See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. Exhibit List Exhibit 99.1 - Explanation of Responses CENTERBRIDGE GP INVESTORS, LLC, /s/ Jeffrey A. Gelfand, Chief Financial Officer 2008-01-31 EX-99 2 c4110810.txt EXHIBIT 99.1 EXPLANATION OF RESPONSES Exhibit 99.1 Explanation of Responses (1) Represents shares of common stock issuable upon conversion of 2,500,000 shares of Series A Convertible Preferred Stock convertible beginning on July 31, 2008 for the number of shares obtained by dividing the aggregate liquidation preference of such shares ($100 per share) by the then-effective conversion price. The number of shares of common stock issuable upon conversion of such shares of Series A Convertible Preferred Stock will depend upon the conversion price which will be the product of 0.83 multiplied by the volume weighted average sale price on the New York Stock Exchange or other principal securities exchange upon which the issuer's common stock is then listed for the 22 trading days beginning on and including February 1, 2008 (disregarding the trading days during such period having the highest and lowest volume weighted average sale price), subject to certain adjustments contained in the issuer's Certificate of Designation of 4.0% Series A Convertible Preferred Stock and 4.0% Series B Convertible Preferred Stock. (2) Of the 2,500,000 shares of Series A Convertible Preferred Stock discussed in Note 1 above, 2,363,621 are held by Centerbridge Capital Partners, L.P, 83,917 are held by Centerbridge Capital Partners Strategic, L.P. and 52,462 are held by Centerbridge Capital Partners SBS, L.P. Centerbridge Associates, L.P. is the general partner of Centerbridge Capital Partners, L.P., Centerbridge Capital Partners Strategic, L.P. and Centerbridge Capital Partners SBS, L.P. Centerbridge GP Investors, LLC is the general partner of Centerbridge Associates, L.P. (3) No Expiration Date. -----END PRIVACY-ENHANCED MESSAGE-----