-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kw/U13DT8SFod7zft9/yV84ZKj2nJoqLsYjV7BrxV+aG+VBSQiS1JV9EqGdORTGd xVvl6uvzsYrF8DGf74KbaA== 0000895345-06-000303.txt : 20060307 0000895345-06-000303.hdr.sgml : 20060307 20060307120759 ACCESSION NUMBER: 0000895345-06-000303 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20060302 FILED AS OF DATE: 20060307 DATE AS OF CHANGE: 20060307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA CORP CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 344361040 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 DORR ST CITY: TOLEDO STATE: OH ZIP: 43615 BUSINESS PHONE: 4195354500 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: TOLEDO STATE: OH ZIP: 43697 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALOMINO FUND LTD CENTRAL INDEX KEY: 0001256437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 06669259 BUSINESS ADDRESS: STREET 1: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPALOOSA INVESTMENT LP I CENTRAL INDEX KEY: 0000909488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 06669260 BUSINESS ADDRESS: STREET 1: APPALOOSA PARTNERS INC STREET 2: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: APPALOOSA PARTNERS INC STREET 2: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPALOOSA MANAGEMENT LP CENTRAL INDEX KEY: 0001006438 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 06669261 BUSINESS ADDRESS: STREET 1: 26 MAIN ST STREET 2: 1ST FLOOR CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: 26 MAIN ST STREET 2: 1ST FLOOR CITY: CHATAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPALOOSA PARTNERS INC CENTRAL INDEX KEY: 0001256430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 06669262 BUSINESS ADDRESS: STREET 1: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TEPPER DAVID A CENTRAL INDEX KEY: 0001181531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 06669263 BUSINESS ADDRESS: STREET 1: C/O APPALOOSA MANAGEMENT LP STREET 2: 26 MAIN ST FIRST FLOOR CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: C/O APPALOOSA MANAGEMENT LP STREET 2: 26 MAIN ST FIRST FL CITY: CHATHAM STATE: NJ ZIP: 07928 4 1 jl4-dana_tepperex.xml X0202 4 2006-03-02 0 0000026780 DANA CORP DCN 0001181531 TEPPER DAVID A C/O APPALOOSA PARTNERS INC. 26 MAIN ST, FIRST FLOOR CHATHAM NJ 07928 0 0 1 0 0001256430 APPALOOSA PARTNERS INC 26 MAIN ST CHATHAM NJ 07928 0 0 1 0 0001006438 APPALOOSA MANAGEMENT LP 26 MAIN ST 1ST FLOOR CHATAM NJ 07928 0 0 1 0 0000909488 APPALOOSA INVESTMENT LP I APPALOOSA PARTNERS INC 26 MAIN ST CHATHAM NJ 07928 0 0 1 0 0001256437 PALOMINO FUND LTD 26 MAIN ST CHATHAM NJ 07928 0 0 1 0 Common Stock 2006-03-02 4 S 0 300000 1.0767 D 20200000 I See Common Stock 2006-03-02 4 P 0 650000 1.0208 A 20850000 I See Common Stock 2006-03-02 4 P 0 500000 1.0200 A 21350000 I See Common Stock 2006-03-03 4 P 0 165100 0.9106 A 21515100 I See Common Stock 2006-03-06 4 P 0 500000 0.8000 A 22015100 I See Common Stock 2006-03-06 4 P 0 484900 0.9596 A 22500000 I See The Reporting Persons will remit $75,001 to the Company, representing profit (net of expenses) in respect of the 300,000 shares sold on March 2, 2006. See Exhibit 99.2 for text of footnote (2). /s/ David A. Tepper 2006-03-06 See Exhibit 99.1 2006-03-06 EX-99 2 ex99_1.txt EXHIBIT 99.1 Name: APPALOOSA PARTNERS INC. Address: 26 Main Street Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer: DANA CORP Issuer's Trading Symbol: DCN Date of Event Requiring Statement: March 2, 2006 By: /s/ David A. Tepper March 6, 2006 -------------------------------------------- --------------- Name: David A. Tepper Date Title: President Name: APPALOOSA MANAGEMENT L.P. Address: c/o Appaloosa Partners Inc. 26 Main Street Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer: DANA CORP Issuer's Trading Symbol: DCN Date of Event Requiring Statement: March 2, 2006 By: APPALOOSA PARTNERS INC., its General Partner By: /s/ David A. Tepper March 6, 2006 -------------------------------------------- --------------- Name: David A. Tepper Date Title: President Name: APPALOOSA INVESTMENT LIMITED PARTNERSHIP I Address: c/o Appaloosa Partners Inc. 26 Main Street Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer: DANA CORP Issuer's Trading Symbol: DCN Date of Event Requiring Statement: March 2, 2006 By: APPALOOSA MANAGEMENT L.P., its General Partner By: APPALOOSA PARTNERS INC., its General Partner By: /s/ David A. Tepper March 6, 2006 -------------------------------------------- --------------- Name: David A. Tepper Date Title: President Name: PALOMINO FUND LTD. Address: c/o Appaloosa Partners Inc. 26 Main Street Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer: DANA CORP Issuer's Trading Symbol: DCN Date of Event Requiring Statement: March 2, 2006 By: APPALOOSA MANAGEMENT L.P., its Investment Advisor By: APPALOOSA PARTNERS INC., its General Partner By: /s/ David A. Tepper March 6, 2006 -------------------------------------------- --------------- Name: David A. Tepper Date Title: President EX-99 3 ex99_2.txt Exhibit 99.2 (2) The reporting persons to whom the information set forth on this line relates are David A. Tepper ("Mr. Tepper"), Appaloosa Investment Limited Partnership I ("AILP"), Palomino Fund Ltd. ("Palomino"), Appaloosa Management L.P.(the "Manager"), and Appaloosa Partners Inc.("API"). Mr. Tepper is the sole stockholder and president of API. API is the general partner of, and Mr. Tepper owns a majority of the limited partnership interests of, the Manager. The Manager is the general partner of AILP, and acts as an investment advisor to Palomino. Of the 22,500,000 shares of Common Stock held on March 6, 2006, 11,992,500 are held by AILP and 10,507,500 are held by Palomino. Each of the foregoing reporting persons disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein. -----END PRIVACY-ENHANCED MESSAGE-----