-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UicvEzJFhkYR6/l3qbgM1WOS3Nf6l9jgURlxJbRmKXfY+m879umM/fvC9SOZ1Db2 EhlU6ABC9Al2MBYo352how== 0000026780-04-000019.txt : 20040303 0000026780-04-000019.hdr.sgml : 20040303 20040303123927 ACCESSION NUMBER: 0000026780-04-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040301 FILED AS OF DATE: 20040303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURNS MICHAEL J CENTRAL INDEX KEY: 0001181768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 04645257 BUSINESS ADDRESS: STREET 1: POSTFACH STEIZENSTRASSE 4 STREET 2: CH-8152 GLATTBRUGG ZURICH CITY: SWITZERLAND STATE: V8 ZIP: 00000 MAIL ADDRESS: STREET 1: POSTFACH STEIZENSTRASSE 4 STREET 2: CH-8152 GLATTBRUGG ZURICH CITY: SWITZERLAND STATE: V8 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA CORP CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 344361040 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 DORR ST CITY: TOLEDO STATE: OH ZIP: 43615 BUSINESS PHONE: 4195354500 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: TOLEDO STATE: OH ZIP: 43697 4 1 f4formjb.xml PRIMARY DOCUMENT X0201 4 2004-03-01 0 0000026780 DANA CORP DCN 0001181768 BURNS MICHAEL J P.O. BOX 1000 TOLEDO OH 43697 SWITZERLAND 1 1 0 0 President and CEO Option 21.82 2004-03-01 4 A 0 360000. 0.00 A 2014-02-28 Common 360000. 360000. D Option 21.82 2004-03-01 4 A 0 150000. 0.00 A 2014-02-28 Common 150000. 510000. D Restricted Stock Units 0.00 2004-03-01 4 A 0 24577. 0.00 A Common 24577. 24577. D Restricted Stock Units 0.00 2004-03-01 4 A 0 38558. 0.00 A Common 38558. 63135. D Restricted Stock Units 0.00 2004-04-19 5 A 0 102552. 0.00 A Common 102552. 165687. D These options must be held for one year from the date of grant before they can be exercised. Thereafter, the options are exercisable as follows: 25% of the total options granted within 2 years after the date of grant; 50% within 3 years after the date of grant; 75% within 4 years after the date of grant and all options after 4 years from the date of grant. Each restricted stock unit represents a contingent right to receive one share of Dana Corporation common stock. The restricted stock units vest in full on March 1, 2009, the fifth anniversary of the date of grant. Vested shares will be delivered to the reporting person on a deferred basis following the date on which the reporting person terminates employment with Dana. The restricted stock units vest in three equal annual installments beginning on March 1, 2005, the first anniversary of the date of grant, and on the following two anniversary dates. Vested shares will be delivered to the reporting person on each such anniversary date. The grant is subject to the approval of Dana's shareholders (scheduled to occur on April 19, 2004) of an amendment to Dana's Amended and Restated Stock Incentive Plan to increase the per-individual limit on the number of shares that may be subject to certain grants under the plan. If such shareholder approval is obtained the restricted stock units vest in three equal annual installments beginning on March 1, 2005, the first anniversary of the date of the contingent grant, and on the following two anniversary dates. Vested shares will be delivered to the reporting person on each such anniversary date. Michael Burns 2004-03-03 -----END PRIVACY-ENHANCED MESSAGE-----